HAVAPLAN FINANCIAL

Overview

Havaplan Financial is a small, independent registered investment adviser that focuses on individuals and families, with an owner-operated structure. Its advisory services center on financial planning and portfolio management for individuals and small businesses. The firm tilts decisively toward public equities: its filings show a clear preference for exchange-traded equities as the primary vehicle for implementing client strategies, delivered through separately managed account (SMA) structures at a single custodian. Fee arrangements combine a percentage-of-AUM model for ongoing portfolio management with hourly charges for planning and advisory work. The adviser is not flagged as an active ESG investor and does not list multi-state or pension consulting activity.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices