Breakwater Investment Group, LLC

RIASEC Registered

Total AUM

$107M

Discretionary

$92.4M

86% of AUM

Avg account

$1.8M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Newport Beach, California
CRD number: 128747
Website: breakwater-ig.com
Custodians: CHARLES SCHWAB & CO., INC., NEVADA TRUST COMPANY, INTERACTIVE BROKERS LLC, MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC, BROADBRIDGE MATRIX
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Other45.57%
Charitable Organizations44.48%
HNWI9.19%
Individuals0.75%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Breakwater Investment Group, LLC is a privately owned investment advisory firm organized as an LLC that serves individual and family clients. The firm provides portfolio management for individuals and small businesses as well as for businesses or institutions, and it also offers pension consulting services and educational seminars/workshops. Its billing options include a percentage-of-AUM fee, hourly charges and fixed fees. Breakwater does not present itself as an ESG-focused manager and is not identified as a multi-state adviser. It is not structured as a separate capital allocator to external managers.