Breakwater Investment Group, LLC

RIASEC Registered

Total AUM

$107M

Discretionary

$92.4M

86% of AUM

Avg account

$1.8M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Newport Beach, California
CRD number: 128747
Website: breakwater-ig.com
Custodians: CHARLES SCHWAB & CO., INC., NEVADA TRUST COMPANY, INTERACTIVE BROKERS LLC, MANULIFE JOHN HANCOCK BROKERAGE SERVICES LLC, BROADBRIDGE MATRIX
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Other45.57%
Charitable Organizations44.48%
HNWI9.19%
Individuals0.75%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Breakwater Investment Group, LLC is an independent registered investment adviser organized as an LLC that serves individual and family clients. Its advisory model includes portfolio management for individuals, small businesses and other businesses or institutions, plus pension consulting and educational workshops. The firm charges a mix of percentage-of-assets, hourly and fixed fees rather than relying on a single pricing approach. The adviser does not identify as an active ESG investor and is not registered as a multi-state or related adviser. It is structured as an owner-operated practice that focuses on direct client relationships rather than acting as a capital allocator to external managers.