WEALTH MODE

Overview

Wealth Mode is a small, owner-operated independent Registered Investment Adviser organized as an LLC. The firm works primarily with individual and family clients and positions itself as a capital allocator, combining advisory services with accounting work. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, selecting other advisers, and running educational seminars and workshops. Fee arrangements are flexible: Wealth Mode charges a percentage of assets under management and also uses hourly and fixed-fee engagements. The firm does not identify as an active ESG investor and is not flagged as a multi-state adviser. Given its owner-type classification and service mix, the business model reads as a hybrid planning/accounting practice that layers discretionary investment management on top of consulting and education.

Assets & Accounts

Public Holdings

Investments & Alternatives