SUMMIT GLOBAL INVESTMENTS, LLC

RIASEC RegisteredEst. 2012

Total AUM

$2.3B

Discretionary

$2.3B

100% of AUM

Avg account

$212K

Accounts

10,822

Employees

Advisory reps

Firm details

Headquarters: BOUNTIFUL, Utah
CRD number: 157091
Registered since: May 10, 2012
Website: sgiam.com
Custodians: THE BANK OF NEW YORK MELLON, INTERACTIVE BROKERS LLC
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Investment Companies58.43%
HNWI15.31%
Individuals13.25%
Corporations / Businesses12.95%
Pooled Investment Vehicles0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Summit Global Investments, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2012. The firm serves both individual and family clients as well as institutional investors, offering financial planning and discretionary portfolio management across individuals, small businesses, pooled vehicles, and investment companies. Compensation structures include asset-based fees and arrangements that allow for performance-linked fees; the firm also reports other, unspecified fee arrangements. Summit Global does not identify as an active ESG investor and is not listed as a multi-state adviser in the source data. The firm is also active on the sponsor side of pooled vehicles: it has industry affiliations that include acting as an investment adviser, working with insurance companies, and serving as a sponsor, general partner, or managing member of pooled investment vehicles. Summit Global operates as a domestic entity with individual ownership elements rather than as a capital allocator.