Summit Global Investments, LLC

RIASEC RegisteredEst. 2012

Total AUM

$2.3B

Discretionary

$2.3B

100% of AUM

Avg account

$212K

Accounts

10,822

Employees

Advisory reps

100

Firm details

Headquarters: Bountiful, Utah
CRD number: 157091
Registered since: May 10, 2012
Website: sgiam.com
Custodians: INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Performance Based Fees, Other
Client types: Investment Companies58.43%
HNWI15.31%
Individuals13.25%
Corporations / Businesses12.95%
Pooled Investment Vehicles0.06%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Summit Global Investments, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2012. The firm serves both individual/family clients and institutional investors and provides a range of advisory services including financial planning and portfolio management for individuals, small businesses, investment companies, pooled investment vehicles, and other businesses or institutions. Its stated fee arrangements include percentage-of-AUM billing and performance-based fees, and the firm also lists other fee structures on its disclosures. Firm filings indicate it is not designated as an active ESG investor and is not registered as a multi-state adviser on the ADV. Summit Global also identifies with roles beyond pure advisory work — it lists affiliations as an investment adviser, an insurance company, and as a sponsor/GP/managing member of pooled investment vehicles, which points to active involvement in organizing or managing pooled products.