Summit Global Investments, LLC
Firm details
- Headquarters
- Bountiful, Utah
- CRD number
- 157091
- Registered since
- May 10, 2012
- Website
- sgiam.com
- Custodians
- INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees, Other
- Client types
- Investment Companies58.43%
- HNWI15.31%
- Individuals13.25%
- Corporations / Businesses12.95%
- Pooled Investment Vehicles0.06%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Summit Global Investments, LLC is an independent registered investment adviser formed in 2012 that serves both individual/family clients and institutional accounts. The firm offers financial planning and discretionary portfolio management across individual, pooled vehicle, business and investment company structures. Compensation is primarily a percentage of assets under management, with some arrangements that include performance-based fees and other fee types. Summit reports affiliations with other investment advisers, insurance companies, and participation as sponsor/GP/managing member of pooled investment vehicles. The firm does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds53%
- Exchange Traded Equities38%
- Cash & Cash Equivalents5%
- State & Local Bonds2%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 3
Adam Griggs
CEOCRD 6374120
David Harden
Chief Executive OfficerCRD 2408466
Sylvain Templeman
Chief Growth OfficerCRD 3127588
Contacts
3 of 95Mark Jones
Financial AdvisorCRD 5839216
Gretchen Ricker
Financial AdvisorCRD 6199483
Joseph Smith
Sr. Financial AdvisorCRD 7964540
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 113Active vs passive
$758M in ETFs
30%
$230M
37%
$528M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SGI ENHANCED CORE ETF (USDX) | Active | Intermediate Core Bond | $252M | 9,837,704 | 33.30% |
Location
Bountiful, UT
Davis
Location
Bountiful, UT
Headquartered in Bountiful, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.
- Metro area
- Salt Lake City-Provo-Orem, UT
- Region
- West
- County
- Davis
- Address
- 620 S Main St
- Time zone
- MT (UTC-7)
- Office locations
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