PEAK HORIZONS CAPITAL

RIASEC Registered
Total AUM
$12.1M
Discretionary
$12.1M
100% of AUM
Avg account
$157K
Accounts
77
Employees
1
Advisory reps
1

Firm details

Headquarters
CLEARFIELD, Utah
CRD number
339560
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • Individuals75.31%
  • HNWI24.69%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Peak Horizons Capital is an independent, individually owned registered investment adviser organized as an LLC that focuses on advising individuals, families and small-business owners. Its advisory work centers on financial planning and discretionary portfolio management. Compensation is primarily a percentage of assets under management, with hourly fees used for some planning or consulting engagements. The firm reports it is not an active ESG investor, is not structured as a capital allocator, and it does not identify as a multi-state or pension consultant adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 6%, Non-Exchange Traded Equities 4%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents6%
  • Non-Exchange Traded Equities4%

Contacts

1 of 1
  • CHRISTOPHER JANIK

    PresidentCRD 4902195

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

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Awards

FINTRX

Location

Primary office

CLEARFIELD, UT

DAVIS

Location

CLEARFIELD, UT

Headquartered in CLEARFIELD, UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
DAVIS
Address
189 S State St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth