WBB SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2002

Total AUM

—

Accounts

0

Employees

3

Advisory reps

6

Brokerage reps

3

Avg account

$0

Firm details

Headquarters: CRANFORD, New Jersey
CRD number: 118440
Registered since: January 3, 2002
Website: www.wbbsec.com
Fee structure: Percentage of AUM
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Wbb Securities, LLC operates as a limited liability company and has been registered with the SEC since 2002. The firm functions as both a broker-dealer and a registered representative of a broker-dealer, focusing on portfolio management for individuals, small businesses, and institutions. Wbb Securities emphasizes a fee structure based on a percentage of assets under management (AUM). The firm does not actively engage in ESG investing and is not classified as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

1 of 1

MICHELLE THOMAS
Chief Compliance OfficerCRD 2210435

Contacts

3 of 5

KAREN STERLING
Senior Research AnalystCRD 4804633
STEVEN THORNTON
PresidentCRD 4496384
STEPHEN BROZAK
Managing Partner, PresidentCRD 1539206

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

CRANFORD, NJ

UNION

Location

CRANFORD, NJ

Headquartered in CRANFORD, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: UNION
Address: 20 Commerce Dr
Time zone: ET (UTC-5)
Office locations

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