Waypoint Securities, LLC
Firm details
- Headquarters
- Sun Prairie, Wisconsin
- CRD number
- 158622
- Registered since
- July 22, 2013
Firm profile
FINTRXOverview
Waypoint Securities, LLC is organized as a limited liability company and has been registered with the SEC since 2013. The firm is owned by an individual and is listed as an unclassified adviser in the dataset. The publicly available record indicates the firm does not identify as an active ESG investor, is not a multi-state adviser, and does not present itself as a pension consultant or related adviser. The source file contains very little detail about the firm’s investment approach, client segments, fee schedules, or advisory activities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 3
James Holder
Co-Founder and Managing DirectorCRD 5961460
Steven Sprindis
Co-Founder & Managing DirectorCRD 5998390
Dale Gillmore
Managing DirectorCRD 7272445
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Sun Prairie, WI
Dane
Location
Sun Prairie, WI
Headquartered in Sun Prairie, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.
- Metro area
- Madison-Janesville-Beloit, WI
- Region
- Midwest
- County
- Dane
- Address
- 1390 Armagh Ln
- Time zone
- CT (UTC-6)
- Office locations
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