WATERWAY WEALTH MANAGEMENT, L.L.C.
Firm details
- Headquarters
- THE WOODLANDS, Texas
- CRD number
- 164975
- Registered since
- February 4, 2013
- Website
- waterwaywealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI95.01%
- Individuals4.87%
- Corporations / Businesses0.12%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Waterway Wealth Management, L.L.C. is an independent SEC‑registered advisory firm organized as an LLC and in operation since 2013. The firm is owner‑managed and positions itself as a capital allocator that serves both individual and family clients as well as institutional investors. Its advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and it lists pension consulting services among its activities. Fee arrangements include asset‑based fees, hourly charges, and fixed fees. Waterway does not identify as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds57%
- Exchange Traded Equities36%
- State & Local Bonds2%
- Private Funds2%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1JOHN ROACH
Chief Operating OfficerCRD 7242324
Contacts
3 of 6JESSICA MCCAIN
Registered AdviserCRD 6142435
DANIEL MICHALK
Founder & OwnerCRD 2579778
ARIEL JASSO
Financial PlannerCRD 6614441
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 42Active vs passive
$367M in ETFs
79%
$291M
19%
$75.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| WISDOMTREE US LARGECAP DIVIDEND FUND (DLN) | Wisdom Tree | Passive | Large Value | $52.9M | 675,342 | 14.42% |
Location
THE WOODLANDS, TX
MONTGOMERY
Location
THE WOODLANDS, TX
Headquartered in THE WOODLANDS, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- MONTGOMERY
- Address
- 21 Waterway Ave
- Time zone
- CT (UTC-6)
- Office locations
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