Waterway Wealth Management, L.L.C.

RIASEC Registered
Total AUM
$676M
Discretionary
$652M
96% of AUM
Avg account
$630K
Accounts
1,073
Employees
11
Advisory reps
8

Firm details

Headquarters
The Woodlands, Texas
CRD number
164975
Registered since
February 4, 2013
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI95.01%
  • Individuals4.87%
  • Corporations / Businesses0.12%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Waterway Wealth Management, L.L.C. is an independent, individual-owned RIA organized as an LLC. The firm is registered with the SEC (registered in 2013) and serves both high-net-worth individuals and institutional clients. Its advisory services include financial planning, discretionary portfolio management for individuals and small businesses, pension consulting, and selection of other advisers. Waterway bills clients using a mix of assets-under-management fees, hourly charges, and fixed fees. The firm acts as a capital allocator, blending pooled public vehicles with third‑party alternative managers. It does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, Exchange Traded Equities 36%, State & Local Bonds 2%, Private Funds 2%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%57%
  • Public Funds/Mutual Funds57%
  • Exchange Traded Equities36%
  • State & Local Bonds2%
  • Private Funds2%
  • Cash & Cash Equivalents2%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 57

Active vs passive

$459M in ETFs

Passive

66%

$305M

Active

33%

$154M

ETFProviderStyleCategoryValueShares% of portfolio
WISDOMTREE US LARGECAP DIVIDEND FUND (DLN)Wisdom TreePassiveLarge Value$58M663,44412.64%

Location

Primary office

The Woodlands, TX

Montgomery

Location

The Woodlands, TX

Headquartered in The Woodlands, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Montgomery
Address
21 Waterway Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth