IAS WEALTH MANAGEMENT, INC.

RIASEC RegisteredEst. 2001
Total AUM
$549M
Discretionary
$549M
100% of AUM
Avg account
$2.4M
Accounts
231
Employees
8
Advisory reps
6

Firm details

Headquarters
THE WOODLANDS, Texas
CRD number
112486
Registered since
October 19, 2001
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI92.61%
  • Individuals7.09%
  • Charitable Organizations0.24%
  • Corporations / Businesses0.06%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

IAS Wealth Management, Inc. is an independent, SEC-registered advisory firm that has been operating since 2001. The firm is owned by an individual and serves both individuals/families and institutional clients. Its advisory scope centers on financial planning and portfolio management for individuals and small businesses. Compensation methods include percentage-of-AUM fees alongside hourly and fixed-fee arrangements. Operational details in their filings show IAS Wealth Management does not present itself as a multi-state adviser, is not an active ESG investor, and does not act as a capital allocator — it relies on external managers rather than running in-house alternative funds.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 37%, Public Funds/Mutual Funds 34%, US Government Bonds 18%, Cash & Cash Equivalents 9%, State & Local Bonds 2%37%
  • Exchange Traded Equities37%
  • Public Funds/Mutual Funds34%
  • US Government Bonds18%
  • Cash & Cash Equivalents9%
  • State & Local Bonds2%

Owners & executives

1 of 1
  • CASSANDRA HAYNES

    Chief Compliance OfficerCRD 1152991

Contacts

3 of 5
  • JOHN HAYNES

    FounderCRD 1542455

  • HENRY STEVENS

    PresidentCRD 5839339

  • Jason Henry

    Director of Financial PlanningCRD 7046310

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 42

Active vs passive

$185M in ETFs

Passive

58%

$107M

Active

23%

$78.1M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$34.7M161,30118.75%

Location

Primary office

THE WOODLANDS, TX

MONTGOMERY

Location

THE WOODLANDS, TX

Headquartered in THE WOODLANDS, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
MONTGOMERY
Address
9303 New Trails Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth