WATERVIEW SECURITIES, INC.

Broker-DealerFINRA MemberEst. 2008
Total AUM
Advisory reps
3
Avg account
$0

Firm details

Headquarters
DALLAS, Texas
CRD number
147300
Registered since
September 16, 2008

Firm profile

FINTRX

Overview

Waterview Securities, Inc. is organized as a corporation and is shown as SEC-registered in 2008. The firm is individually owned and is classified in the source dataset as unclassified. Reported attributes indicate it is not positioned as a capital allocator, does not identify as a multi-state adviser, and does not report activity as an ESG investor, pension consultant, or related adviser. The dataset contains no supplemental detail about investment strategies, client segments, fee models, or advisory services, so firm positioning and product focus cannot be described beyond these structural attributes.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • LARRY STARKS

    FounderCRD 4297708

  • ROBERT HAMM

    Managing DirectorCRD 4294222

  • Shelby Laidlaw

    Vice PresidentCRD 6816319

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
12770 Coit Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth