Waterview Securities, Inc.

Broker-DealerFINRA MemberEst. 2008
Total AUM
—
Advisory reps
3
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
147300
Registered since
September 16, 2008

Firm profile

FINTRX

Overview

Waterview Securities, Inc. is a corporation that registered with the SEC in 2008 and is privately owned by an individual. The firm is listed as unclassified in the available dataset and does not identify itself as a capital allocator. The record also flags that Waterview Securities is not an active ESG investor and does not operate as a multi-state adviser. FINTRX’s profile contains very limited operational detail: the firm did not provide information on its business activities, advisory services, or client types. That lack of disclosure constrains any assessment of its market positioning or service offering beyond the basic corporate and regulatory facts above.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 3
  • Robert Hamm

    Robert Hamm

    Managing DirectorCRD 4294222

  • Larry Starks

    Larry Starks

    FounderCRD 4297708

  • Shelby Laidlaw

    Shelby Laidlaw

    Vice PresidentCRD 6816319

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
12770 Coit Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth