Smith Capital Markets, LLC
Firm details
- Headquarters
- Dallas, Texas
- CRD number
- 121430
- Registered since
- January 3, 2003
Firm profile
FINTRXOverview
Smith Capital Markets, LLC is organized as a limited liability company and has been SEC-registered since 2003. FINTRX lists the owner type as a domestic entity/individual and classifies the firm as unclassified. The record contains minimal operational detail: advisory activities, client types, fee arrangements and specific business lines are not provided. The profile indicates the firm does not act as a capital allocator and is not flagged as an active ESG investor, multi-state adviser, pension consultant, or related adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 5Thad Smith
Managing DirectorCRD 4386078
Donald Sterling
OwnerCRD 1192425
Stephen Smith
Managing MemberCRD 428986
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Dallas, TX
Dallas
Location
Dallas, TX
Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Dallas
- Address
- 8333 Douglas Ave
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
BV Securities, LLC
Broker-DealerDallas, TX
Midland Securities, Ltd
Broker-DealerDallas, TX
Nexbank Securities Inc
Broker-DealerDallas, TX
TZ Clear LLC
Broker-DealerDallas, TX
Commerce Street Capital, LLC
Broker-DealerDallas, TX
ETC Brokerage Services, LLC
Broker-DealerDallas, TX