SMITH CAPITAL MARKETS, LLC.
Firm details
- Headquarters
- DALLAS, Texas
- CRD number
- 121430
- Registered since
- January 3, 2003
Firm profile
FINTRXOverview
Smith Capital Markets, LLC is organized as a limited liability company and is recorded as SEC-registered since 2003. The ownership is noted as a combination of a domestic corporate entity and an individual. Publicly available FINTRX fields show the firm’s regulatory classification as "Unclassified" and indicate it does not operate as a capital allocator. Other operational fields such as client segments, fee schedules, and advisory offerings are not disclosed in the available record. The profile also flags that the firm is not identified as an active ESG investor, not a multi-state adviser, not a newly formed adviser, and not a pension consultant or related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 5Thad Smith
Managing DirectorCRD 4386078
DONALD STERLING
OwnerCRD 1192425
STEPHEN SMITH
Managing MemberCRD 428986
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DALLAS, TX
DALLAS
Location
DALLAS, TX
Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- DALLAS
- Address
- 8333 Douglas Ave
- Time zone
- CT (UTC-6)
- Office locations
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