Smith Capital Markets, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
121430
Registered since
January 3, 2003

Firm profile

FINTRX

Overview

Smith Capital Markets, LLC is organized as a limited liability company and is reported as being owned by a combination of a domestic entity and an individual. The firm is recorded as "Unclassified" in the snapshot, operates from a single office location, and does not present itself as a capital allocator. The snapshot also flags the firm as not being an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not a related adviser. The available record provides no detail on the firm's client base, fee schedule, business activities, or advisory services, so its market positioning and client focus cannot be described from the provided data.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Thad Smith

    Managing DirectorCRD 4386078

  • Stephen Smith

    Managing MemberCRD 428986

  • Cynthia Murdock

    Cynthia Murdock

    Managing DirectorCRD 1417122

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
8333 Douglas Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth