SMITH CAPITAL MARKETS, LLC.

Broker-DealerFINRA MemberEst. 2003
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
DALLAS, Texas
CRD number
121430
Registered since
January 3, 2003

Firm profile

FINTRX

Overview

Smith Capital Markets, LLC is organized as a limited liability company and is recorded as SEC-registered since 2003. The ownership is noted as a combination of a domestic corporate entity and an individual. Publicly available FINTRX fields show the firm’s regulatory classification as "Unclassified" and indicate it does not operate as a capital allocator. Other operational fields such as client segments, fee schedules, and advisory offerings are not disclosed in the available record. The profile also flags that the firm is not identified as an active ESG investor, not a multi-state adviser, not a newly formed adviser, and not a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 5
  • Thad Smith

    Managing DirectorCRD 4386078

  • DONALD STERLING

    OwnerCRD 1192425

  • STEPHEN SMITH

    Managing MemberCRD 428986

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
8333 Douglas Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth