Apex Clearing Corporation

Broker-DealerFINRA MemberEst. 1979
Total AUM
Advisory reps
255
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
13071
Registered since
February 27, 1979

Firm profile

FINTRX

Overview

Apex Clearing Corporation is a corporation that has been SEC-registered since 1979. The firm is recorded as having a domestic entity/individual ownership type and is classified in the dataset as "Unclassified." The snapshot indicates the firm does not serve as a capital allocator and is not identified as an active ESG investor. It is not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser in the provided record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Thomas Cleary

    Thomas Cleary

    Chief Compliance OfficerCRD 2280797

  • Lucille Mayer

    Lucille Mayer

    Chief Operating OfficerCRD 2033020

  • William Brennan

    William Brennan

    Chief Administrative OfficerCRD 2447538

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Contacts

3 of 246
  • Jose Zepeda

    Jose Zepeda

    Senior Client Services RepresentativeCRD 5787003

  • Carlos Fuentes

    Carlos Fuentes

    Client PartnerCRD 5837711

  • Harry Powell

    Product ManagerCRD 5848379

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
350 N Saint Paul St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth