Apex Clearing Corporation

Broker-DealerFINRA MemberEst. 1979
Total AUM
—
Advisory reps
253
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
13071
Registered since
February 27, 1979

Firm profile

FINTRX

Overview

Apex Clearing Corporation is a corporation that registers with the SEC (registered in 1979) and operates as a clearing entity rather than as a capital allocator or traditional registered investment manager. FINTRX flags indicate the firm is not a multi-state adviser, not a pension consultant, and not a related adviser. The data also marks Apex as not actively pursuing ESG investing. Owner type is listed as a domestic entity/individual.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Thomas Cleary

    Thomas Cleary

    Chief Compliance OfficerCRD 2280797

  • Lucille Mayer

    Lucille Mayer

    Chief Operating OfficerCRD 2033020

  • William Brennan

    William Brennan

    Chief Administrative OfficerCRD 2447538

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Contacts

3 of 244
  • Jose Zepeda

    Jose Zepeda

    Senior Client Services RepresentativeCRD 5787003

  • Carlos Fuentes

    Carlos Fuentes

    Client PartnerCRD 5837711

  • Harry Powell

    Product ManagerCRD 5848379

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
350 N Saint Paul St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth