APEX CLEARING CORPORATION

Broker-DealerFINRA MemberEst. 1979
Total AUM
Advisory reps
261
Avg account
$0

Firm details

Headquarters
DALLAS, Texas
CRD number
13071
Registered since
February 27, 1979

Firm profile

FINTRX

Overview

Apex Clearing Corporation is registered with the SEC and organized as a corporation; FINTRX shows its registered year as 1979. The data categorizes ownership as a domestic entity and individual and lists the firm’s classification as unclassified. Within the FINTRX snapshot the firm is not identified as a capital allocator and is flagged as not being an active ESG investor. The profile also indicates the entity is not listed as a multistate adviser, is not newly formed, and is not described as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • ROBERT TOURNEY

    Chief Compliance OfficerCRD 6251742

  • WILLIAM CAPUZZI

    CEOCRD 4323894

  • TERRY RAY

    Chief Operating OfficerCRD 5295510

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Contacts

3 of 252
  • Emily Robb

    ManagerCRD 7391058

  • RUBEN MEZA

    Senior SpecialistCRD 4731364

  • Agnieszka Brody

    Director of ProductCRD 5355813

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
350 N Saint Paul St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth