FUTU CLEARING INC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
44
Avg account
$0

Firm details

Headquarters
DALLAS, Texas
CRD number
298769
Registered since
May 28, 2019

Firm profile

FINTRX

Overview

Futu Clearing Inc. is organized as a corporation and registered with the SEC in 2019. Publicly reported classification is unclassified; ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, is not an active ESG investor, and is not designated as a multi-state adviser or a pension consultant. FINTRX does not provide detail on the firm's advisory or business activities. The available attributes point to a legal and regulatory footprint without accompanying disclosures about client-facing advisory services, investment mandates, or fee arrangements. That absence of described advisory activity suggests the entity may not be operating as a traditional registered investment advisor with reported asset-management responsibilities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • PATRICK KELLY

    Chief Operating OfficerCRD 3126322

  • GLEN STIFELMAN

    Chief Compliance OfficerCRD 1699013

Contacts

3 of 42
  • THOMAS GUAGLIARDO

    Managing DirectorCRD 2969872

  • Jeffrey Bacon

    Vice PresidentCRD 6602210

  • Charles Tacopino

    DirectorCRD 5592599

Unlock 39 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

DALLAS, TX

DALLAS

Location

DALLAS, TX

Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
DALLAS
Address
12750 Merit Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth