FUTU CLEARING INC
Firm details
- Headquarters
- DALLAS, Texas
- CRD number
- 298769
- Registered since
- May 28, 2019
- Website
- www.futuclearing.com
Firm profile
FINTRXOverview
Futu Clearing Inc. is organized as a corporation and registered with the SEC in 2019. Publicly reported classification is unclassified; ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as a capital allocator, is not an active ESG investor, and is not designated as a multi-state adviser or a pension consultant. FINTRX does not provide detail on the firm's advisory or business activities. The available attributes point to a legal and regulatory footprint without accompanying disclosures about client-facing advisory services, investment mandates, or fee arrangements. That absence of described advisory activity suggests the entity may not be operating as a traditional registered investment advisor with reported asset-management responsibilities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2PATRICK KELLY
Chief Operating OfficerCRD 3126322
GLEN STIFELMAN
Chief Compliance OfficerCRD 1699013
Contacts
3 of 42THOMAS GUAGLIARDO
Managing DirectorCRD 2969872
Jeffrey Bacon
Vice PresidentCRD 6602210
Charles Tacopino
DirectorCRD 5592599
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
DALLAS, TX
DALLAS
Location
DALLAS, TX
Headquartered in DALLAS, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- DALLAS
- Address
- 12750 Merit Dr
- Time zone
- CT (UTC-6)
- Office locations
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