Futu Clearing Inc

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
44
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
298769
Registered since
May 28, 2019

Firm profile

FINTRX

Overview

Futu Clearing Inc is organized as a corporation and appears in public filings as an SEC-registered entity since 2019. The firm is classified as "unclassified" in the snapshot data and is owned by a mix of a domestic entity and an individual. Public disclosures provide limited detail about its advisory or business activities. The record flags the firm as not acting as a capital allocator and not identifying as an active ESG investor. It is also not listed as a multi-state adviser, not newly formed (per the snapshot), and is not described as a pension consultant or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Patrick Kelly

    Patrick Kelly

    Chief Operating OfficerCRD 3126322

  • Glen Stifelman

    Glen Stifelman

    Chief Compliance OfficerCRD 1699013

Contacts

3 of 42
  • Thomas Guagliardo

    Thomas Guagliardo

    Managing DirectorCRD 2969872

  • Jeffrey Bacon

    Jeffrey Bacon

    Vice PresidentCRD 6602210

  • Charles Tacopino

    Charles Tacopino

    DirectorCRD 5592599

Unlock 39 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
12750 Merit Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth