Futu Clearing Inc

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
45
Avg account
$0

Firm details

Headquarters
Dallas, Texas
CRD number
298769
Registered since
May 28, 2019

Firm profile

FINTRX

Overview

Futu Clearing Inc. is organized as a corporation and appears in SEC records with an initial registration year of 2019. Ownership is listed as a combination of a domestic entity and an individual. The firm is categorized as unclassified in the dataset and is not identified as a capital allocator. It is not flagged as an active ESG investor, is not a multi-state adviser, and is not characterized as a pension consultant or a related adviser. The dataset does not provide a breakdown of client types, fee structure, or explicit advisory/business activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Patrick Kelly

    Patrick Kelly

    Chief Operating OfficerCRD 3126322

  • Glen Stifelman

    Glen Stifelman

    Chief Compliance OfficerCRD 1699013

Contacts

3 of 43
  • Thomas Guagliardo

    Thomas Guagliardo

    Managing DirectorCRD 2969872

  • Jeffrey Bacon

    Jeffrey Bacon

    Vice PresidentCRD 6602210

  • Charles Tacopino

    Charles Tacopino

    DirectorCRD 5592599

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
12750 Merit Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth