WATER VALLEY INVESTMENT ADVISORS, INC.

RIASEC RegisteredEst. 2021
Total AUM
$157M
Discretionary
$157M
100% of AUM
Avg account
$941K
Accounts
167
Employees
3
Advisory reps
3

Firm details

Headquarters
SIOUX CENTER, Iowa
CRD number
116936
Registered since
July 23, 2021
Custodians
CHARLES SCHWAB & CO., INC., TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Fee structure
Percentage of AUM
Client types
  • HNWI67.96%
  • Individuals19.66%
  • Charitable Organizations5.99%
  • Pension & Profit Sharing Plans4.24%
  • Corporations / Businesses2.15%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingPublication of Periodicals

Firm profile

FINTRX

Overview

Water Valley Investment Advisors, Inc. is an independent, corporation-structured registered investment adviser that began SEC registration in 2021. The firm manages investment portfolios and provides financial planning for both individual and family clients as well as institutional and business clients. Its advisory services include portfolio management for individuals, small businesses and institutions, pension consulting, and the publication of periodicals or newsletters. The firm charges fees based on a percentage of assets under management and does not position itself as a capital allocator or an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 97%, Exchange Traded Equities 1%, US Government Bonds 1%, Cash & Cash Equivalents 1%97%
  • Public Funds/Mutual Funds97%
  • Exchange Traded Equities1%
  • US Government Bonds1%
  • Cash & Cash Equivalents1%

Contacts

3 of 3
  • KEVIN GESINK

    PartnerCRD 2091815

  • BEN GESINK

    Investment AdvisorCRD 7536386

  • PHILIP DORR

    PresidentCRD 1467676

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SIOUX CENTER, IA

SIOUX

Location

SIOUX CENTER, IA

Headquartered in SIOUX CENTER, IA, in the Midwest of the United States.

Region
Midwest
County
SIOUX
Address
952 N Main Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth