TUVE INVESTMENT MANAGEMENT, INC.

RIASEC RegisteredEst. 2015
Total AUM
$148M
Discretionary
$148M
100% of AUM
Avg account
$108K
Accounts
1,372
Employees
6
Advisory reps
2

Firm details

Headquarters
WATERLOO, Iowa
CRD number
226702
Registered since
July 6, 2015
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals74.67%
  • HNWI25.33%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Tuve Investment Management, Inc. is a small, SEC‑registered advisory corporation that provides fee‑based portfolio management primarily to individual and family clients and small businesses. The firm, formed as an individually owned adviser and registered with the SEC in 2015, charges a percentage‑of‑assets fee and focuses on discretionary portfolio management rather than institutional consulting or capital allocation. Filings indicate it is not an active ESG investor and does not operate as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 40%, Public Funds/Mutual Funds 15%, US Government Bonds 10%, Sovereign Bonds 10%, Investment Grade Corp Bonds 10%, Non-Investment Grade Corp Bonds 10%, Cash & Cash Equivalents 3%, State & Local Bonds 2%40%
  • Exchange Traded Equities40%
  • Public Funds/Mutual Funds15%
  • US Government Bonds10%
  • Sovereign Bonds10%
  • Investment Grade Corp Bonds10%

Contacts

2 of 2
  • STANLEY TUVE

    Financial Advisor & PartnerCRD 6076863

  • JOHN TUVE

    PartnerCRD 1190043

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WATERLOO, IA

BLACK HAWK

Location

WATERLOO, IA

Headquartered in WATERLOO, IA, in the Midwest of the United States.

Region
Midwest
County
BLACK HAWK
Address
227 E San Marnan Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth