VAN DIEST CAPITAL
Firm details
- Headquarters
- Polk City, Iowa
- CRD number
- 334743
- Registered since
- March 4, 2026
- Custodians
- ALTRUIST FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI62.86%
- Individuals34.39%
- Pension & Profit Sharing Plans2.58%
- Corporations / Businesses0.17%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Van Diest Capital is an independent registered investment adviser that provides financial planning and managed portfolios for individuals, families, small businesses and institutional clients. The firm offers multi-service advisory work that includes financial planning, portfolio management for both individuals and institutions, and pension consulting. Its fee arrangements are a mix of percentage-of-AUM, hourly charges and fixed-fee engagements. The adviser identifies as an active ESG investor, incorporating environmental, social and governance considerations into its investment process. It works with industry professionals such as accountants and insurance companies as part of its service and referral network. The firm is SEC-registered (2026) and organized as an LLC.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities55%
- Public Funds/Mutual Funds42%
- Cash & Cash Equivalents4%
- Non-Exchange Traded Equities1%
- US Government Bonds1%
Owners & executives
1 of 1Bryce Littler
Partner, CFOCRD 7363969
Contacts
3 of 6James Van Diest
PartnerCRD 6978124
BENJAMIN RASMUSSEN
Wealth AdvisorCRD 7330358
ERIC DAWSON
PartnerCRD 2521839
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 60Active vs passive
$31.5M in ETFs
83%
$26M
15%
$5.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MORNINGSTAR SMALL-CAP GROWTH ETF (ISCG) | BlackRock | Passive | Small Growth | $3.2M | 58,414 | 10.17% |
Location
Polk City, IA
POLK
Location
Polk City, IA
Headquartered in Polk City, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- POLK
- Address
- 302 W Broadway
- Time zone
- CT (UTC-6)
- Office locations
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