Keystone Wealth Management

RIASEC & State Registered

Total AUM

$137M

Discretionary

$120M

88% of AUM

Avg account

$258K

Accounts

533

Employees

Advisory reps

Firm details

Headquarters: Waterloo, Iowa
CRD number: 304133
Registered since: September 30, 2025
Website: www.keystonewealth.com
Custodians: CHARLES SCHWAB & CO., INC., JHUSA
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI53.56%
Individuals34.09%
Pension & Profit Sharing Plans12.35%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Keystone Wealth Management is an independent, individual-owned registered investment adviser that began SEC registration in 2025. The firm serves both individual and family clients as well as institutional relationships, providing financial planning, portfolio management for individuals and small businesses, and pension consulting services. Its fee model combines percentage-of-assets and fixed-fee arrangements, reflecting a mix of traditional discretionary portfolio work and fee-for-service planning engagements.