ARNOLD AND MOTE WEALTH MANAGEMENT

RIASEC RegisteredEst. 2022
Total AUM
$168M
Discretionary
$168M
100% of AUM
Avg account
$288K
Accounts
585
Employees
6
Advisory reps
5

Firm details

Headquarters
HIAWATHA, Iowa
CRD number
283698
Registered since
February 22, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Hourly Charges, Fixed Fees
Client types
  • HNWI79.3%
  • Individuals20.7%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Arnold And Mote Wealth Management is an independent registered investment adviser organized as a limited liability company and owned by an individual. The firm focuses on financial planning and discretionary portfolio management for individual and family clients, with services extending to small-business portfolio management. Its typical fee approach is non-asset-based, using hourly and fixed-fee arrangements. The adviser identifies as an active ESG investor, suggesting environmental, social, and governance considerations factor into its selection process and manager due diligence. The firm registered with the SEC in 2022 and is not structured as a capital allocator or related adviser. It describes its client base primarily as individuals and families rather than institutional sponsors or pensions.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 96%, Exchange Traded Equities 2%, Cash & Cash Equivalents 2%96%
  • Public Funds/Mutual Funds96%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents2%

Contacts

3 of 5
  • Kyle Bakas

    Associate Financial AdvisorCRD 8124908

  • Chad Gammon

    Associate Financial PlannerCRD 7646246

  • Quinn Arnold

    Owner and Financial PlannerCRD 6638323

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 24

Active vs passive

$112M in ETFs

Passive

84%

$94M

Active

16%

$17.9M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US AGGREGATE BOND ETF (SCHZ)SchwabPassiveIntermediate Core Bond$14.8M638,80513.25%

Location

Primary office

HIAWATHA, IA

LINN

Location

HIAWATHA, IA

Headquartered in HIAWATHA, IA, anchoring the Cedar Rapids-Iowa City, IA metro in the Midwest.

Metro area
Cedar Rapids-Iowa City, IA
Region
Midwest
County
LINN
Address
1202 Dina Ct
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth