Warner Wealth
Firm details
- Headquarters
- Madison, Connecticut
- CRD number
- 334877
- Registered since
- April 1, 2025
- Website
- www.warnerwealthct.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI75.53%
- Individuals21.17%
- Pension & Profit Sharing Plans2.37%
- Corporations / Businesses0.71%
- Charitable Organizations0.22%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Warner Wealth is an independent, SEC-registered advisory firm organized as an LLC that provides financial planning and discretionary portfolio management to individuals, families and small businesses. The firm charges fees as a percentage of assets under management and identifies as an active ESG investor. Its client base includes both individual & family and institutional relationships. Warner Wealth lists industry ties with accounting and insurance professionals.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Non-Investment Grade Corp Bonds23%
- Other14%
- Exchange Traded Equities10%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
James Warner
CEO and Wealth AdvisorCRD 5991972
Lisa LaFond
Chief Compliance OfficerCRD 4575679
Contacts
3 of 9
Bette Lynn Paez
Financial PlannerCRD 4377915
Nahid Noory
Licensed Client Service RepresentativeCRD 4471558
Daniel German
Financial AdvisorCRD 5929877
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 91Active vs passive
$446M in ETFs
97%
$434M
3%
$12M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO SEMICONDUCTORS ETF (PSI) | Invesco | Passive | Technology | $65M | 346,221 | 14.59% |
Location
Madison, CT
New Haven
Location
Madison, CT
Headquartered in Madison, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New Haven
- Address
- 869 Boston Post Rd
- Time zone
- ET (UTC-5)
- Office locations
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