WARNER WEALTH
Firm details
- Headquarters
- MADISON, Connecticut
- CRD number
- 334877
- Registered since
- April 1, 2025
- Website
- www.warnerwealthct.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI75.53%
- Individuals21.17%
- Pension & Profit Sharing Plans2.37%
- Corporations / Businesses0.71%
- Charitable Organizations0.22%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Warner Wealth is an independent registered investment adviser organized as an LLC and SEC-registered in 2025. The firm is owned by an individual and serves both high-net-worth individuals and families as well as institutional clients. Its business model is fee-based, charging a percentage of assets under management, and its advisory services emphasize financial planning and portfolio management for individuals and small businesses. Warner Wealth identifies as an active ESG investor and reports no status as a multi-state capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Non-Investment Grade Corp Bonds23%
- Other14%
- Exchange Traded Equities10%
- Cash & Cash Equivalents4%
Owners & executives
1 of 1JAMES WARNER
CEO and Wealth AdvisorCRD 5991972
Contacts
3 of 8DANIEL GERMAN
Financial AdvisorCRD 5929877
KEVIN SULLIVAN
Financial AdvisorCRD 1966124
Robyn Wolcott
Financial AdvisorCRD 7242668
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$167M in ETFs
98%
$163M
2%
$3.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO SEMICONDUCTORS ETF (PSI) | Invesco | Passive | Technology | $17.4M | 184,291 | 10.42% |
Location
MADISON, CT
NEW HAVEN
Location
MADISON, CT
Headquartered in MADISON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW HAVEN
- Address
- 869 Boston Post Rd
- Time zone
- ET (UTC-5)
- Office locations
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