Warner Wealth
Firm details
- Headquarters
- Madison, Connecticut
- CRD number
- 334877
- Registered since
- April 1, 2025
- Website
- www.warnerwealthct.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI75.53%
- Individuals21.17%
- Pension & Profit Sharing Plans2.37%
- Corporations / Businesses0.71%
- Charitable Organizations0.22%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Warner Wealth is an independent registered investment adviser organized as an LLC and listed as SEC-registered in 2025. The firm is owned by an individual and bills itself primarily to high-net-worth individuals, families and some institutional clients. Its advisory work centers on financial planning and portfolio management for individuals and small businesses, and it charges clients on a percentage-of-AUM fee basis. The firm identifies as an active ESG investor and maintains relationships with accountants and insurance companies as part of its referral and service network. Warner Wealth does not act as a capital allocator or pension consultant and does not list any related advisers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds49%
- Non-Investment Grade Corp Bonds23%
- Other14%
- Exchange Traded Equities10%
- Cash & Cash Equivalents4%
Owners & executives
2 of 2
Lisa LaFond
Chief Compliance OfficerCRD 4575679
James Warner
CEO and Wealth AdvisorCRD 5991972
Contacts
3 of 9
Daniel German
Financial AdvisorCRD 5929877
Kevin Sullivan
Financial AdvisorCRD 1966124
Robyn Wolcott
Financial AdvisorCRD 7242668
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 91Active vs passive
$446M in ETFs
97%
$434M
3%
$12M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO SEMICONDUCTORS ETF (PSI) | Invesco | Passive | Technology | $65M | 346,221 | 14.59% |
Location
Madison, CT
New Haven
Location
Madison, CT
Headquartered in Madison, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New Haven
- Address
- 869 Boston Post Rd
- Time zone
- ET (UTC-5)
- Office locations
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