Principle Wealth

RIASEC RegisteredEst. 2017

Total AUM

$3.2B

Discretionary

$3.2B

100% of AUM

Avg account

$778K

Accounts

4,120

Employees

Advisory reps

Firm details

Headquarters: Madison, Connecticut
CRD number: 290180
Registered since: October 20, 2017
Website: principlewealthpartners.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI87.55%
Individuals6.47%
Pension & Profit Sharing Plans3.53%
Corporations / Businesses2.37%
Charitable Organizations0.09%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Principle Wealth is an independent registered investment adviser formed in 2017 and organized as a limited liability company. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, discretionary portfolio management for individuals, small businesses and institutions, pension consulting and manager selection services. Its fee model includes both percentage-of-AUM and fixed-fee arrangements. Principle Wealth does not position itself as an active ESG investor. The firm has received external recognition from industry outlets: Citywire named a firm representative among "50 Growers Across America" in 2022, and Principle Wealth appeared on Forbes' lists of top RIA firms in 2022, 2023 and 2024. Principle Wealth also acts as a capital allocator, deploying client capital to third-party managers when appropriate.