Principle Wealth
Firm details
- Headquarters
- Madison, Connecticut
- CRD number
- 290180
- Registered since
- October 20, 2017
- Website
- principlewealthpartners.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI87.55%
- Individuals6.47%
- Pension & Profit Sharing Plans3.53%
- Corporations / Businesses2.37%
- Charitable Organizations0.09%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Principle Wealth is an independent registered investment adviser organized as an LLC and SEC-registered since 2017. The firm serves individual and family clients as well as institutional relationships, operating as a capital allocator and offering both percentage-of-AUM and fixed-fee engagements. Core advisory services include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and the selection of other advisers. Principle Wealth is not flagged as an active ESG investor in the provided data. The firm has been called out in industry coverage: Citywire named it among "50 Growers Across America" in 2022, and Forbes included the firm on lists of Top RIA Firms in 2022, 2023 and 2024.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Public Funds/Mutual Funds34%
- Cash & Cash Equivalents6%
- US Government Bonds2%
Owners & executives
2 of 2
Michael Castiello
Chief Compliance OfficerCRD 6382294
Robert Paolucci
Founder & CEOCRD 4292225
Contacts
3 of 19
June Berglund
Client Service ManagerCRD 7170109
Tracy Pierson
Relationship ManagerCRD 7913854
Amy Lawler
Senior Client Service ManagerCRD 3104946
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 162Active vs passive
$923M in ETFs
67%
$620M
12%
$303M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 TOP 50 ETF (XLG) | Invesco | Passive | Large Blend | $139M | 2,552,987 | 15.09% |
Location
Madison, CT
New Haven
Location
Madison, CT
Headquartered in Madison, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New Haven
- Address
- 48 Wall St
- Time zone
- ET (UTC-5)
- Office locations
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