PROFESSIONAL ALLIANCE ASSOCIATES, LLC

RIASEC Registered
Total AUM
Avg account
$0
Accounts
0
Employees
2
Advisory reps
2

Firm details

Headquarters
MADISON, Connecticut
CRD number
127149
Fee structure
Other
Services
Selection of Other Advisers

Firm profile

FINTRX

Overview

Professional Alliance Associates, LLC operates as a limited liability company focused on investment advisory activities, particularly in the selection of other advisers. The firm is classified as unclassified and serves as a capital allocator, indicating a role in directing investments rather than managing them directly. While the firm is not an active ESG investor, it has established itself in the financial services landscape through its advisory capabilities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • JOHN SHAW

    MemberCRD 4671128

  • ROBERT DIMARCO

    OwnerCRD 4671136

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

MADISON, CT

NEW HAVEN

Location

MADISON, CT

Headquartered in MADISON, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW HAVEN
Address
141 Durham Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth