WALSTAD INVESTMENT COUNSEL, INC.

RIASEC Registered
Total AUM
$79.8M
Discretionary
$79.8M
100% of AUM
Avg account
$3.3M
Accounts
24
Employees
1
Advisory reps
1

Firm details

Headquarters
SANTA BARBARA, California
CRD number
107112
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI65.47%
  • Other Investment Advisers27.87%
  • Individuals3.67%
  • Corporations / Businesses2.98%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Walstad Investment Counsel, Inc. is a privately owned corporate RIA that focuses on fee-based portfolio management for individuals, families and small institutional clients. The firm charges on a percentage-of-assets basis and provides discretionary portfolio management services to both individual/small business clients and businesses or institutions. It does not characterize itself as an ESG-focused investor, and its activity profile does not indicate multi-state or pension consulting capabilities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, Cash & Cash Equivalents 9%91%
  • Exchange Traded Equities91%
  • Cash & Cash Equivalents9%

Contacts

1 of 1
  • APRIL WALSTAD

    PresidentCRD 2558366

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SANTA BARBARA, CA

SANTA BARBARA

Location

SANTA BARBARA, CA

Headquartered in SANTA BARBARA, CA, in the West of the United States.

Region
West
County
SANTA BARBARA
Address
1470 E Valley Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth