Laguna Capital Management, Inc.

RIASEC Registered

Total AUM

$97.5M

Discretionary

$88.6M

91% of AUM

Avg account

$304K

Accounts

321

Employees

Advisory reps

Firm details

Headquarters: Santa Barbara, California
CRD number: 269869
Website: lagunacm.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI57.52%
Individuals30.79%
Pension & Profit Sharing Plans10.27%
Charitable Organizations1.42%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Laguna Capital Management, Inc. is an independent registered investment adviser organized as a corporation with individual ownership. It serves both individual and family clients as well as institutional clients, offering financial planning and portfolio management across retail and small-business relationships as well as for businesses and institutions. Advisory services explicitly include financial planning, discretionary portfolio management and pension consulting. The firm charges a mix of fee structures — percentage of assets under management, hourly fees and fixed fees — and is not flagged as an active ESG investor or a capital allocator in the source data.