LAGUNA CAPITAL MANAGEMENT, INC.

Overview

Laguna Capital Management, Inc. is an independent registered investment adviser that serves both individual and family clients as well as some institutional and business relationships. The firm operates on a mix of fee arrangements — percentage of assets under management, hourly charges and fixed fees — and provides financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting services. Investment activity is skewed toward liquid, publicly traded equities; the firm lists exchange-traded equities as its dominant asset type and shows a clear preference for equity-centered portfolios while maintaining flexibility to use mutual funds and annuities where appropriate. Laguna Capital Management is not positioned as an ESG investor and is organized under individual ownership. The firm primarily manages discretionary mandates, which allows it to implement tactical or strategic equity allocations efficiently for clients who grant portfolio authority. Its operating posture suggests a core equity approach with supplemental exposures used to meet specific client goals or liability needs.

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Public Holdings

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Location & Offices