Wallace Advisory Group, LLC
Firm details
- Headquarters
- Lafayette, California
- CRD number
- 281049
- Registered since
- October 1, 2015
- Website
- www.wallaceadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI59.47%
- Individuals40.53%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Wallace Advisory Group, LLC is an independent registered investment adviser organized as an LLC. The firm has been SEC-registered since 2015 and is owned by an individual. Its client base is focused on individuals and families, and it operates both as an advisory firm and as an insurance broker. Compensation is a mix of percentage-of-AUM and fixed fees. Core advisory capabilities listed include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and selection of other advisers. The firm identifies itself as a capital allocator and does not flag itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities40%
- Non-Investment Grade Corp Bonds25%
- State & Local Bonds15%
- Investment Grade Corp Bonds10%
- US Government Bonds5%
Contacts
1 of 1
Joseph Wallace
Registered RepresentativeCRD 6137314
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$52.9M in ETFs
92%
$48.6M
2%
$4.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $4.5M | 49,557 | 8.59% |
Location
Lafayette, CA
Contra Costa
Location
Lafayette, CA
Headquartered in Lafayette, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Contra Costa
- Address
- 3658 Mt Diablo Blvd
- Time zone
- PT (UTC-8)
- Office locations
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