Wallace Advisory Group, LLC
Firm details
- Headquarters
- Lafayette, California
- CRD number
- 281049
- Registered since
- October 1, 2015
- Website
- www.wallaceadvisory.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI59.47%
- Individuals40.53%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Wallace Advisory Group, LLC is a small, SEC-registered investment adviser that operates as an independent, individual-owned LLC and acts as a capital allocator for private clients. The firm provides financial planning and discretionary portfolio management for individuals, small businesses and other business/institutional clients, and it also performs selection-of-other-advisers duties. Insurance brokerage is an explicit part of the business, and the firm lists broker-dealer and insurance company affiliations. Fee arrangements include a percentage-of-AUM model and fixed fees. Wallace Advisory Group does not identify as an active ESG investor and is not registered as a multistate adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities40%
- Non-Investment Grade Corp Bonds25%
- State & Local Bonds15%
- Investment Grade Corp Bonds10%
- US Government Bonds5%
Contacts
1 of 1
Joseph Wallace
Registered RepresentativeCRD 6137314
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 62Active vs passive
$52.9M in ETFs
92%
$48.6M
2%
$4.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $4.5M | 49,557 | 8.59% |
Location
Lafayette, CA
Contra Costa
Location
Lafayette, CA
Headquartered in Lafayette, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Contra Costa
- Address
- 3658 Mt Diablo Blvd
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
The Foundation Investment Group
RIALafayette, CA
Gebhardt Group, Inc
RIALafayette, CA
Lewis Asset Management
RIALafayette, CA
Garner Financial Management
RIALafayette, CA
Gifford Fong Associates
RIALafayette, CA
Hyphen Wealth Management
RIALafayette, CA