LEWIS ASSET MANAGEMENT

RIASEC RegisteredEst. 2020

Total AUM

$387M

Discretionary

$383M

99% of AUM

Avg account

$613K

Accounts

631

Employees

Advisory reps

Firm details

Headquarters: LAFAYETTE, California
CRD number: 143409
Registered since: September 2, 2020
Website: www.lewisam.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI89.14%
Individuals10.27%
Corporations / Businesses0.39%
Pension & Profit Sharing Plans0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lewis Asset Management LLC is an independent, SEC-registered registered investment adviser (registered in 2020) owned by an individual principal. The firm serves both individual and family clients as well as institutional clients, combining financial planning with discretionary portfolio management for individuals, small businesses and institutional entities. Its advisory fee model includes percentage-of-AUM fees alongside fixed-fee arrangements. Lewis Asset Management also operates as an insurance broker alongside its advisory activities. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser or pension consultant in the available records. FINTRX classifies it as a non-capital-allocating adviser, which aligns with its fee-for-service, portfolio-management focus rather than operating proprietary investment funds.