Lewis Asset Management

RIASEC RegisteredEst. 2020
Total AUM
$387M
Discretionary
$383M
99% of AUM
Avg account
$613K
Accounts
631
Employees
5
Advisory reps
5

Firm details

Headquarters
Lafayette, California
CRD number
143409
Registered since
September 2, 2020
Website
www.lewisam.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI89.14%
  • Individuals10.27%
  • Corporations / Businesses0.39%
  • Pension & Profit Sharing Plans0.2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lewis Asset Management LLC is an independent, owner-operated registered investment adviser (SEC-registered in 2020) that serves individuals, families and institutional clients. The firm provides financial planning and portfolio management for individuals, small businesses and institutions, and also operates as an insurance broker. Its fee arrangements include both a percentage-of-AUM model and fixed fees. Lewis Asset Management does not present itself as an active ESG investor and is not structured as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 76%, Public Funds/Mutual Funds 12%, Investment Grade Corp Bonds 5%, State & Local Bonds 4%, Cash & Cash Equivalents 2%76%
  • Exchange Traded Equities76%
  • Public Funds/Mutual Funds12%
  • Investment Grade Corp Bonds5%
  • State & Local Bonds4%
  • Cash & Cash Equivalents2%

Contacts

3 of 5
  • David Lewis

    David Lewis

    Owner & PrincipalCRD 2945897

  • Joseph Mcdonough

    Joseph Mcdonough

    Senior Vice PresidentCRD 2313201

  • David Wissinger

    David Wissinger

    Senior Vice PresidentCRD 1485875

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 91

Active vs passive

$97.2M in ETFs

Passive

84%

$81.6M

Active

16%

$15.7M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$12.4M16,61012.75%
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Location

Primary office

Lafayette, CA

Contra Costa

Location

Lafayette, CA

Headquartered in Lafayette, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Contra Costa
Address
985 Moraga Rd
Time zone
PT (UTC-8)
Office locations

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