GARNER FINANCIAL MANAGEMENT

RIASEC RegisteredEst. 2014

Total AUM

$153M

Discretionary

$148M

97% of AUM

Avg account

$510K

Accounts

299

Employees

Advisory reps

Firm details

Headquarters: LAFAYETTE, California
CRD number: 131628
Registered since: January 9, 2014
Website: www.garnerfm.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI70.23%
Individuals17.16%
Pension & Profit Sharing Plans8.78%
Corporations / Businesses3.83%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Garner Financial Management is an independent, SEC-registered advisory corporation founded in 2014 and owned by an individual. The firm serves both individual and family clients as well as some institutional accounts. Its advisory offering centers on financial planning, portfolio management for individuals and small businesses, and selection of other advisers. Garner charges a mix of fees — percentage of assets under management, hourly rates, and fixed fees — and identifies itself as a capital allocator, meaning it places client capital with external managers when appropriate. The firm does not report active ESG investing in its disclosures.