WAKEFIELD WEALTH MANAGEMENT, LLLP

RIASEC RegisteredEst. 2015

Total AUM

$513M

Discretionary

$393M

77% of AUM

Avg account

$821K

Accounts

625

Employees

Advisory reps

Firm details

Headquarters: ENGLEWOOD, Colorado
CRD number: 173997
Registered since: January 8, 2015
Website: www.wakefieldasset.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI55.4%
Corporations / Businesses36.66%
Individuals6.45%
Pension & Profit Sharing Plans1.36%
Charitable Organizations0.14%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Wakefield Wealth Management, Lllp is an independent registered investment adviser that acts as a capital allocator for high‑net‑worth individuals, families and institutional clients. Founded and SEC‑registered in 2015, the firm provides financial planning, portfolio management for individuals and businesses, pension consulting and the selection of third‑party advisers. Its fee model mixes percentage‑of‑AUM billing with fixed fees. Investment activity skews toward publicly traded equities; the firm shows a clear preference for exchange‑traded instruments as the core of client portfolios. Wakefield uses its capital allocation role to place clients into external managers for non‑core exposures and alternatives. It does not identify as an active ESG investor. The firm was recognized by FA Magazine as one of the Top RIA Firms in 2020.