WAKEFIELD ASSET MANAGEMENT, LLLP

RIASEC RegisteredEst. 2007
Total AUM
$454M
Discretionary
$454M
100% of AUM
Avg account
$775K
Accounts
586
Employees
11
Advisory reps
4

Firm details

Headquarters
ENGLEWOOD, Colorado
CRD number
143720
Registered since
July 23, 2007
Website
www.wakefieldasset.com
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI58.76%
  • Corporations / Businesses28.42%
  • Individuals10.82%
  • Pension & Profit Sharing Plans1.85%
  • Charitable Organizations0.15%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Wakefield Asset Management, Lllp is an independent registered investment adviser that has operated since 2007 and serves both individual/family and institutional clients. The firm acts as a capital allocator and offers portfolio management for individuals, small businesses, and institutions, along with pension consulting and the selection of other advisers. Its fee mix includes percentage-of-assets and fixed-fee arrangements. Wakefield does not market itself as an ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 79%, US Government Bonds 8%, Public Funds/Mutual Funds 8%, Cash & Cash Equivalents 3%, State & Local Bonds 2%79%
  • Exchange Traded Equities79%
  • US Government Bonds8%
  • Public Funds/Mutual Funds8%
  • Cash & Cash Equivalents3%
  • State & Local Bonds2%

Contacts

3 of 4

  • NICHOLAS GERVASINI

    Director of FinanceCRD 7883265

  • GEOFFREY GERVASINI

    PresidentCRD 2443483

  • GREGORY BRITTAIN

    PartnerCRD 6438047

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 50

Active vs passive

$118M in ETFs

Passive

86%

$102M

Active

12%

$16M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI EAFE VALUE ETF (EFV)BlackRockPassiveForeign Large Value$17M228,24114.39%
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Location

Primary office

ENGLEWOOD, CO

ARAPAHOE

Location

ENGLEWOOD, CO

Headquartered in ENGLEWOOD, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
7887 E Belleview Ave
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth