A & I Wealth Management

RIASEC RegisteredEst. 2009

Total AUM

$560M

Discretionary

$506M

90% of AUM

Avg account

$333K

Accounts

1,683

Employees

Advisory reps

Firm details

Headquarters: Englewood, Colorado
CRD number: 148357
Registered since: January 5, 2009
Website: www.assetsandincome.com
Custodians: AXOS CLEARING LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI70.69%
Individuals28.63%
Pension & Profit Sharing Plans0.46%
Charitable Organizations0.22%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

A & I Wealth Management is an independent, SEC‑registered advisory firm organized as an LLC and operating since 2009. The firm focuses on individual and family clients and operates as a capital allocator, meaning it constructs portfolios that include third‑party managers as well as in‑house advice. Its fee model combines a percentage of assets under management with fixed fees. In addition to acting as a registered investment adviser, the firm’s principals maintain roles as a registered representative of a broker‑dealer and as insurance brokers, which shapes its distribution of insurance‑linked products. Advisory services emphasize financial planning and portfolio management for individuals, small businesses and other institutional or business clients. The firm also offers manager selection services, positioning itself to outsource certain mandates to external advisers. A & I Wealth Management identifies as an active ESG investor, and it is not registered as a multi‑state adviser.