Vista Finance, LLC

RIASEC Registered
Total AUM
$320M
Discretionary
$305M
95% of AUM
Avg account
$706K
Accounts
453
Employees
5
Advisory reps
5

Firm details

Headquarters
Clayton, Missouri
CRD number
312082
Registered since
March 1, 2021
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI81.2%
  • Corporations / Businesses17.05%
  • Individuals1.26%
  • Charitable Organizations0.49%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Vista Finance, LLC is an independent, individual-owned RIA organized as an LLC that registered with the SEC in 2021. The firm acts as a capital allocator for both high-net-worth individuals and families as well as institutional clients, offering financial planning and portfolio management across individual, small business and institutional mandates. Its advisory scope includes selecting other advisers and providing pension consulting services, and it reports fee arrangements that combine percentage-of-AUM and fixed-fee structures. The firm’s business affiliations include relationships with banking or thrift institutions and insurance companies, and it serves as a sponsor/GP or managing member of pooled investment vehicles. Vista does not identify as an active ESG investor and is not designated as a multi-state adviser in the provided data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, Non-Exchange Traded Equities 19%, US Government Bonds 12%, Cash & Cash Equivalents 9%, Public Funds/Mutual Funds 8%, State & Local Bonds 1%52%
  • Exchange Traded Equities52%
  • Non-Exchange Traded Equities19%
  • US Government Bonds12%
  • Cash & Cash Equivalents9%
  • Public Funds/Mutual Funds8%

Owners & executives

FINTRX

Contacts

FINTRX

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 29

Active vs passive

$176M in ETFs

Passive

79%

$140M

Active

21%

$36.9M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$37.7M98,91721.35%

Location

Primary office

Clayton, MO

Saint Louis

Location

Clayton, MO

Headquartered in Clayton, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
Saint Louis
Address
100 S Brentwood Blvd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth