FOUNDATION WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2003

Total AUM

$661M

Discretionary

$579M

88% of AUM

Avg account

$372K

Accounts

1,778

Employees

Advisory reps

Firm details

Headquarters: CLAYTON, Missouri
CRD number: 127134
Registered since: July 10, 2003
Website: www.fwmria.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI82.57%
State / Municipal Government10.41%
Individuals6.28%
Pension & Profit Sharing Plans0.74%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Foundation Wealth Management, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2003. The firm serves both individual and family clients as well as institutional accounts, offering a mix of financial planning and discretionary portfolio management across personal, small-business and institutional relationships. Its documented advisory services include financial planning, portfolio management for individuals/small businesses, portfolio management for businesses or institutions, and pension consulting. The firm charges fees as a percentage of assets under management and also offers fixed-fee arrangements. Ownership is reported as a combination of a domestic entity and an individual. Foundation Wealth Management does not self-identify as an active ESG investor and is not classified as a multi-state adviser or a capital allocator.