Vantage Point Financial, LLC

RIASEC Registered
Total AUM
$485M
Discretionary
$438M
90% of AUM
Avg account
$288K
Accounts
1,683
Employees
17
Advisory reps
16

Firm details

Headquarters
Lisle, Illinois
CRD number
305016
Registered since
November 17, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI69.6%
  • Individuals30.4%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Vantage Point Financial, LLC is an independent registered investment adviser formed as an LLC and registered with the SEC in 2021. The firm serves individual and family clients and describes itself as a capital allocator, offering financial planning, portfolio management for individuals and small businesses, manager selection, and educational workshops. Its fee model includes asset-based fees, hourly charges, and fixed-fee engagements. Vantage Point reports it is not an active ESG investor and is not registered as a multi-state adviser despite operating multiple offices.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 15%, Private Funds 4%, Cash & Cash Equivalents 3%, Other 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds15%
  • Private Funds4%
  • Cash & Cash Equivalents3%
  • Other1%

Contacts

3 of 16
  • Lucas Mroz

    Lucas Mroz

    Financial AdvisorCRD 5725399

  • Patrick May

    Patrick May

    Investment AdvisorCRD 5127587

  • Cheryl Krueger

    Cheryl Krueger

    Financial PlannerCRD 5349170

Unlock 13 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 141

Active vs passive

$295M in ETFs

Passive

23%

$67.6M

Active

67%

$228M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$45.9M1,035,04915.56%

Location

Primary office

Lisle, IL

Du Page

Location

Lisle, IL

Headquartered in Lisle, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Du Page
Address
2443 Warrenville Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth