VANTAGE POINT FINANCIAL, LLC

RIASEC RegisteredEst. 2021
Total AUM
$485M
Discretionary
$438M
90% of AUM
Avg account
$288K
Accounts
1,683
Employees
17
Advisory reps
16

Firm details

Headquarters
LISLE, Illinois
CRD number
305016
Registered since
November 17, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI69.6%
  • Individuals30.4%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Vantage Point Financial, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2021. Ownership is held by an individual and the firm serves primarily individual and family clients. It operates as a capital allocator—selecting and allocating to external managers in addition to providing its own advisory services. Client billing includes AUM-based fees alongside hourly and fixed-fee arrangements. Core advisory services listed on the firm’s ADV are financial planning, portfolio management for individuals and small businesses, and selection of other advisers. The firm does not identify itself as an active ESG investor. Industry relationships flagged on the filing include affiliations with another investment adviser, an accounting firm, and an insurance company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, Public Funds/Mutual Funds 15%, Private Funds 4%, Cash & Cash Equivalents 3%, Other 1%77%
  • Exchange Traded Equities77%
  • Public Funds/Mutual Funds15%
  • Private Funds4%
  • Cash & Cash Equivalents3%
  • Other1%

Contacts

3 of 16
  • SHEA BROWN

    Client Service SpecialistCRD 8073525

  • NICHOLAS REILAND

    Managing PartnerCRD 4340772

  • Andrew Kristofic

    Financial AdvisorCRD 7839214

Unlock 13 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 136

Active vs passive

$259M in ETFs

Passive

24%

$62.2M

Active

67%

$197M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$39M1,002,72015.04%

Location

Primary office

LISLE, IL

DU PAGE

Location

LISLE, IL

Headquartered in LISLE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
DU PAGE
Address
2443 Warrenville Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth