OBERWEIS ASSET MANAGEMENT INC
Firm details
- Headquarters
- LISLE, Illinois
- CRD number
- 105471
- Registered since
- January 4, 1990
- Website
- oberweisfunds.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Other
- Client types
- Investment Companies63.93%
- State / Municipal Government27.65%
- Corporations / Businesses5.5%
- HNWI0.99%
- Pooled Investment Vehicles0.96%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Oberweis Asset Management Inc is a privately owned investment adviser that has been SEC-registered since 1990 and serves both individuals/families and institutional clients. The firm provides discretionary portfolio management across individual and pooled vehicles, including management for investment companies and for businesses or institutions. Its fee arrangements include percentage-of-AUM billing along with other, unspecified fee structures. FINTRX records Oberweis as not being an active ESG investor and notes an affiliation with broker‑dealer activity in addition to its adviser role. FA Magazine included the firm on a Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Contacts
3 of 10JAMES OBERWEIS
PresidentCRD 2363059
BRETT PIERSON
Director, PrincipalCRD 6045792
SCOTT BRASER
Vice President, Fixed IncomeCRD 5836218
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2Active vs passive
$1.8M in ETFs
100%
$1.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $1.5M | 2,374 | 84.17% |
Location
LISLE, IL
DU PAGE
Location
LISLE, IL
Headquartered in LISLE, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- DU PAGE
- Address
- 3333 Warrenville Rd
- Time zone
- CT (UTC-6)
- Office locations
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