Oberweis Asset Management Inc
Firm details
- Headquarters
- Lisle, Illinois
- CRD number
- 105471
- Registered since
- January 4, 1990
- Website
- oberweisfunds.com
- Custodians
- THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, THE BANK OF NEW YORK MELLON
- Fee structure
- Percentage of AUM, Other
- Client types
- Investment Companies63.93%
- State / Municipal Government27.65%
- Corporations / Businesses5.5%
- HNWI0.99%
- Pooled Investment Vehicles0.96%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Oberweis Asset Management Inc is an institutional registered investment adviser organized as a corporation and owned by an individual. The firm is SEC-registered (first registered in 1990) and serves both high-net-worth individuals and institutional clients. Fee arrangements include percentage-of-AUM billing as well as other fee structures. Its core advisory work centers on discretionary portfolio management across individuals/small businesses, investment companies, pooled investment vehicles, and institutional/business mandates. Oberweis does not identify as an active ESG investor and is not listed as a multi-state or newly formed adviser. The firm was recognized by FA Magazine as a Top RIA Firm in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities96%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
1 of 1
Thomas Joyce
Chief Compliance OfficerCRD 5953683
Contacts
3 of 9
Scott Braser
Vice President, Fixed IncomeCRD 5836218
Brett Pierson
Director, PrincipalCRD 6045792
Benjamin Krimmel
Client ServicesCRD 4806902
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$1.8M in ETFs
100%
$1.8M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $1.8M | 2,378 | 100.00% |
Location
Lisle, IL
Du Page
Location
Lisle, IL
Headquartered in Lisle, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Du Page
- Address
- 3333 Warrenville Rd
- Time zone
- CT (UTC-6)
- Office locations
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