GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC.

Overview

Guardian Rock Wealth Investment Management, Inc. is an independent registered investment adviser that focuses on financial planning and discretionary portfolio management for individuals, families, small businesses and institutions. The firm’s advisory activity centers on portfolio construction driven by an equity preference, delivered through both separately managed accounts and pooled vehicles. Fee arrangements combine a percentage-of-AUM model with fixed-fee engagements, allowing flexibility for different client needs and plan types. Investment activity skews toward exchange-traded equities and ETFs as the primary building blocks of client portfolios, with a secondary allocation to third-party alternative managers when appropriate. The firm does not identify as an active ESG investor on filings. Custodial operations are concentrated at a single major custodian, which informs trade execution, reporting and operational workflows.

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Public Holdings

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Location & Offices