VANDERBILT SECURITIES, LLC

Broker-DealerFINRA MemberEst. 1971
Total AUM
Advisory reps
311
Avg account
$0

Firm details

Headquarters
WOODBURY, New York
CRD number
5953
Registered since
September 29, 1971

Firm profile

FINTRX

Overview

Vanderbilt Securities, LLC is organized as a limited liability company and operates as an independent broker-dealer. The firm has been SEC-registered since 1971. Publicly available records indicate ownership structure includes both a domestic entity and individual stakeholders. FINTRX notes the firm is not a capital allocator, is not an active ESG investor, and is not identified as a multi-state adviser or pension consultant. There is limited disclosure about the firm’s specific advisory services, fee schedules, client segments, or day-to-day business activities in the provided data. Given the classification as an independent broker-dealer and the sparse disclosure about advisory operations, Vanderbilt Securities’ primary role appears oriented toward supporting producing advisors and branch operations rather than acting as an investment manager that reports aggregated assets under management.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 15
  • Brian Cheatham

    Chief Operating OfficerCRD 6918524

  • JEFFREY BAKER

    Founder & CEOCRD 2102752

  • DANIEL WILLIAMS

    President and CEOCRD 2274653

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Contacts

3 of 296
  • STEVEN YAZELL

    Investment Advisor Representative and Registered RepresentativeCRD 2353341

  • ALBERT D'AMATO

    Investment Advisory RepresentativeCRD 2630045

  • Derek Main

    Financial AdvisorCRD 5742551

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

WOODBURY, NY

NASSAU

Location

WOODBURY, NY

Headquartered in WOODBURY, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NASSAU
Address
125 Froehlich Farm Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth