VALLEY OAK INVESTMENT STRATEGIES LLC

RIASEC Registered
Total AUM
$43.4M
Discretionary
$18.8M
43% of AUM
Avg account
$122K
Accounts
357
Employees
7
Advisory reps
3

Firm details

Headquarters
KALAMAZOO, Michigan
CRD number
336621
Custodians
CHARLES SCHWAB & CO., INC., AXOS CLEARING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI60.74%
  • Corporations / Businesses25.27%
  • Individuals13%
  • Charitable Organizations0.99%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Valley Oak Investment Strategies LLC is a small, privately held limited liability partnership that combines advisory services with broker-dealer and insurance capabilities. The firm serves both individual and family clients as well as institutions, and offers financial planning, portfolio management for individuals and small businesses, pension consulting and manager-selection services. It operates as a capital allocator and charges clients via a mix of AUM-based fees, hourly billing and fixed fees. Valley Oak does not market itself as an ESG-focused manager.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Exchange Traded Equities 37%63%
  • Public Funds/Mutual Funds63%
  • Exchange Traded Equities37%

Owners & executives

1 of 1
  • MATTHEW RZEPKA

    Chief Wealth StrategistCRD 5281614

Contacts

2 of 2
  • MATTHEW CHLOPEK

    Senior Financial AdvisorCRD 6615736

  • PHILIP KEHOE

    Wealth StrategistCRD 5759737

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

KALAMAZOO, MI

KALAMAZOO

Location

KALAMAZOO, MI

Headquartered in KALAMAZOO, MI, anchoring the Kalamazoo-Battle Creek-Portage, MI metro in the Midwest.

Metro area
Kalamazoo-Battle Creek-Portage, MI
Region
Midwest
County
KALAMAZOO
Address
6011 Stadium Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth