USI Advisors

RIASEC RegisteredEst. 1999

Total AUM

$56.3B

Discretionary

$2.4B

4% of AUM

Avg account

$41.5M

Accounts

1,355

Employees

Advisory reps

Firm details

Headquarters: Glastonbury, Connecticut
CRD number: 108113
Registered since: June 18, 1999
Website: www.usicg.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC., EMPOWER RETIREMENT, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: Pension & Profit Sharing Plans67.4%
Corporations / Businesses18.81%
State / Municipal Government5.76%
Charitable Organizations3.89%
Investment Companies2.81%
Services: Portfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

USI Advisors is a corporation that has been SEC-registered since 1999 and operates primarily with institutional clients. The firm functions as a capital allocator and pension consultant, providing portfolio management for businesses and institutions and performing adviser selection on behalf of clients. Its fee arrangements include percentage-of-AUM billing as well as hourly, fixed-fee, and commission-based structures. USI does not self-identify as an active ESG investor. The firm’s activities connect it to multiple industry roles: it is affiliated with broker-dealer, insurance company, and other investment-adviser relationships, and it explicitly markets pension consulting services. Ownership is listed as a combination of a domestic entity and individual interests.