Smith Brothers Financial, LLC
Firm details
- Headquarters
- Glastonbury, Connecticut
- CRD number
- 322951
- Registered since
- September 30, 2022
- Website
- www.smithbrothersfs.com
- Custodians
- LPL FINANCIAL LLC, ASSETMARK TRUST CO., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Pension & Profit Sharing Plans77.93%
- HNWI14.63%
- Individuals7.05%
- Corporations / Businesses0.35%
- Charitable Organizations0.04%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Smith Brothers Financial, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and owned by an individual. The firm provides financial planning and portfolio management primarily for individuals, families and small businesses, and also works with institutional clients. Fee arrangements include both a percentage-of-assets model and fixed fees. The adviser is not positioned as a capital allocator, does not identify as an active ESG investor, and does not describe itself as a multi-state or pension consultant. An industry affiliation with an insurance company is listed.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities21%
- Investment Grade Corp Bonds7%
- Cash & Cash Equivalents4%
- State & Local Bonds3%
Owners & executives
2 of 2
Joseph Smith
CEO and Financial AdvisorCRD 4692642
Timothy Prewitt
Chief Revenue OfficerCRD 5092660
Contacts
3 of 6
Stephen Michaels
Financial AdvisorCRD 4398984
Andrea Camoin
DirectorCRD 2550502
Jeffrey Giantonio
Retirement Plan ConsultantCRD 2660402
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Glastonbury, CT
Hartford
Location
Glastonbury, CT
Headquartered in Glastonbury, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 68 National Dr
- Time zone
- ET (UTC-5)
- Office locations
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