SMITH BROTHERS FINANCIAL, LLC
Firm details
- Headquarters
- GLASTONBURY, Connecticut
- CRD number
- 322951
- Registered since
- September 30, 2022
- Website
- www.smithbrothersfs.com
- Custodians
- LPL FINANCIAL LLC, ASSETMARK TRUST CO., CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Pension & Profit Sharing Plans77.93%
- HNWI14.63%
- Individuals7.05%
- Corporations / Businesses0.35%
- Charitable Organizations0.04%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Smith Brothers Financial, LLC is an independent, LLC‑structured registered investment adviser that began SEC registration in 2022 and is individually owned. The firm serves a mix of individual and family clients alongside institutional relationships, offering financial planning and portfolio management for individuals and small businesses. Its fee model combines asset‑based fees and fixed fees. Smith Brothers does not present itself as a capital allocator, and it is not focused on ESG investing or pension consulting.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds63%
- Exchange Traded Equities21%
- Investment Grade Corp Bonds7%
- Cash & Cash Equivalents4%
- State & Local Bonds3%
Owners & executives
2 of 2TIMOTHY PREWITT
Chief Revenue OfficerCRD 5092660
JOSEPH SMITH
President, CEOCRD 4692642
Contacts
3 of 6Ashley Winn
Financial AdvisorCRD 6692167
STEPHEN MICHAELS
Financial AdvisorCRD 4398984
JEFFREY GIANTONIO
Retirement Plan ConsultantCRD 2660402
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
GLASTONBURY, CT
HARTFORD
Location
GLASTONBURY, CT
Headquartered in GLASTONBURY, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- HARTFORD
- Address
- 68 National Dr
- Time zone
- ET (UTC-5)
- Office locations
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