Mark Sheptoff Financial Planning LLC
Firm details
- Headquarters
- Glastonbury, Connecticut
- CRD number
- 108742
- Registered since
- July 11, 2000
- Website
- marksheptoff.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI78.38%
- Individuals10.55%
- Pension & Profit Sharing Plans9.9%
- Corporations / Businesses1.04%
- Charitable Organizations0.14%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Mark Sheptoff Financial Planning LLC is an independent, owner-operated registered investment adviser founded in 2000. The firm serves both individual and family clients as well as institutional accounts, offering financial planning and discretionary portfolio management for individuals, small businesses, and institutions. Its fee arrangement blends asset-based fees and hourly charges, and the firm also lists accounting among its business activities. Mark Sheptoff Financial Planning LLC does not describe itself as a multi-state adviser or as a dedicated capital allocator and does not position itself as an active ESG investor. The firm was named among Top RIA Firms by FA Magazine in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities41%
- Cash & Cash Equivalents26%
- US Government Bonds20%
- Public Funds/Mutual Funds12%
- Investment Grade Corp Bonds1%
Contacts
2 of 2Jean Sheptoff
Limited PartnerCRD 4807187
Mark Sheptoff
Managing MemberCRD 4634537
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 172Active vs passive
$37.2M in ETFs
78%
$28.9M
6%
$8.3M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 EQUAL WEIGHT ETF (RSP) | Invesco | Passive | Large Blend | $3.8M | 17,689 | 10.13% |
Location
Glastonbury, CT
Hartford
Location
Glastonbury, CT
Headquartered in Glastonbury, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 703 Hebron Ave
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Greensledge Asset Management LLC
RIAGlastonbury, CT
Briggs Wealth Management, Inc.
RIAGlastonbury, CT
Empower Financial Advisory, LLC
RIAGlastonbury, CT
Smith Brothers Financial, LLC
RIAGlastonbury, CT
Somnio Financial Group, LLC
RIAGlastonbury, CT
JK Private Wealth, LLC
RIAGlastonbury, CT