SOMNIO FINANCIAL GROUP, LLC

RIASEC RegisteredEst. 2024
Total AUM
$168M
Discretionary
$168M
100% of AUM
Avg account
$365K
Accounts
461
Employees
4
Advisory reps
2

Firm details

Headquarters
GLASTONBURY, Connecticut
CRD number
174217
Registered since
March 21, 2024
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI88.42%
  • Individuals11.58%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Somnio Financial Group, LLC is an independent SEC-registered registered investment adviser organized as an LLC and listed as owned by an individual. The firm serves individuals and families with a mix of financial planning and portfolio management services (including work with small businesses). Its fees combine a percentage-of-AUM component with fixed-fee engagements. Somnio does not market itself as an ESG investor, is not a multi-state adviser, and does not operate as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 93%, Cash & Cash Equivalents 5%, Exchange Traded Equities 1%, US Government Bonds 1%93%
  • Public Funds/Mutual Funds93%
  • Cash & Cash Equivalents5%
  • Exchange Traded Equities1%
  • US Government Bonds1%

Contacts

2 of 2
  • ROBERT ROY

    Partner, Co-FounderCRD 4897441

  • NICHOLAS ROY

    Partner, Co-FounderCRD 5074653

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 14

Active vs passive

$162M in ETFs

Passive

100%

$162M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$38.7M59,18523.90%

Location

Primary office

GLASTONBURY, CT

HARTFORD

Location

GLASTONBURY, CT

Headquartered in GLASTONBURY, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.

Metro area
Hartford-East Hartford, CT
Region
Northeast
County
HARTFORD
Address
140 Glastonbury Blvd
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth