Adviceone Advisory Services, LLC
Firm details
- Headquarters
- Glastonbury, Connecticut
- CRD number
- 111614
- Registered since
- June 10, 2003
- Website
- www.adviceoneretirement.com
- Custodians
- CHARLES SCHWAB & CO., INC., PERSHING LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI88.52%
- Individuals11.28%
- Charitable Organizations0.2%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Adviceone Advisory Services, LLC is an independent registered investment adviser organized as an LLC. The firm is registered with the SEC (initial registration in 2003) and serves primarily individual and family clients through financial planning and portfolio management for individuals and small businesses. Its ownership is a mix of a domestic entity and an individual, and it charges clients using a combination of percentage-of-AUM and fixed-fee arrangements. The firm is not identified as a capital allocator, does not mark itself as an active ESG investor, and is not listed as a multi-state adviser on its ADV.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- US Government Bonds13%
- Exchange Traded Equities9%
Owners & executives
2 of 2
Olivia Grossman
Chief Operating OfficerCRD 5548510
Janna Drake
Chief Financial OfficerCRD 7711094
Contacts
3 of 12
Timothy Miller
Vice PresidentCRD 5674804
Danielle Francini
Vice PresidentCRD 6929943
Carlos Henriques
Senior Vice PresidentCRD 4857054
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 8Active vs passive
$2.4M in ETFs
74%
$1.8M
26%
$614K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $655K | 855 | 27.40% |
Location
Glastonbury, CT
Hartford
Location
Glastonbury, CT
Headquartered in Glastonbury, CT, anchoring the Hartford-East Hartford, CT metro in the Northeast.
- Metro area
- Hartford-East Hartford, CT
- Region
- Northeast
- County
- Hartford
- Address
- 100 Western Blvd
- Time zone
- ET (UTC-5)
- Office locations
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