Usca Securities LLC

Overview

Usca Securities LLC is an SEC-registered broker-dealer and part of the US Capital Advisors group. The broker-dealer has been registered since 2000 and sits alongside affiliated advisory entities that include U.S. Capital Wealth Advisors, LLC and USCA Asset Management LLC; municipal advisory work is performed through USCA Municipal Advisors LLC. The broader firm traces its wealth-management lineage to US Capital Advisors (founded in 2010) and in 2021 aligned its wealth subsidiary with Legacy One Financial Advisors to create U.S. Capital Wealth Advisors. The organization provides a mix of retail and institutional-facing services. Client-facing offerings described by the group include comprehensive financial planning, investment management, retirement planning, education planning, insurance and annuity strategies, securities- and margin-based lending, and estate planning. For business clients the firm coordinates 401(k) and other employer-sponsored plan work, succession planning, and property/casualty solutions through outside specialists. On the institutional side, an investment banking and capital markets team focuses on North American energy and energy-infrastructure sectors, offering capital raising, independent research, corporate access, and equity trading. Usca Securities and its affiliates rely on third-party custody and clearing relationships with large clearing firms to support trading, operational infrastructure, and technology. The group emphasizes independent advice and cross‑entity coordination to deliver both retail wealth management and municipal/public finance solutions.

Investments & Alternatives

Location & Offices