Usca Securities LLC

Overview

Usca Securities LLC functions as the broker-dealer arm within a broader U.S. Capital group that includes U.S. Capital Wealth Advisors and USCA Asset Management. The broader organization traces back to a 2010 founding of US Capital Advisors; its wealth-management subsidiary combined with Legacy One Financial Advisors in 2021 to form U.S. Capital Wealth Advisors. Usca Securities is organized as a limited liability company and has been SEC-registered since 2000. Ownership is held by a mix of domestic entity and individual stakeholders. The firm reports it is not an active ESG investor and does not identify as a capital allocator. The group emphasizes independent wealth-management capabilities while leveraging custody and clearing relationships with two large national financial-services firms to access institutional technology, custody, and execution resources. Regulatory and service responsibilities are split across related entities: securities flow through USCA Securities, investment-advisory services are delivered by U.S. Capital Wealth Advisors, LLC and USCA Asset Management LLC, and municipal advisory work is handled by USCA Municipal Advisors LLC (MSRB-registered). Client-facing services are positioned across high-net-worth families, corporate and business needs, and institutional investors, with offerings that range from financial planning and retirement solutions to corporate finance and public finance advisory.

Investments & Alternatives

Location & Offices