Efficient Markets LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
—
Advisory reps
7
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
102100
Registered since
March 28, 2000

Firm profile

FINTRX

Overview

Efficient Markets LLC is organized as a limited liability company that has been registered with the SEC since 2000. Public filings characterize ownership as a combination of a domestic entity and an individual. The firm’s classification is listed as unclassified and the available information indicates it does not act as a capital allocator. The record does not identify client segments, fee schedules, specific advisory or business activities, or affiliations; the firm is also not flagged as an active ESG investor, multi-state adviser, newly formed adviser, pension consultant, or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Chris Atherton

    CEO & PresidentCRD 4582381

Contacts

3 of 6
  • Shari Roge

    CCOCRD 1312012

  • Ethan House

    Ethan House

    Managing DirectorCRD 4923896

  • Cody Felton

    Cody Felton

    Managing DirectorCRD 6113329

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1902 Washington Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth