Efficient Markets LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
6
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
102100
Registered since
March 28, 2000

Firm profile

FINTRX

Overview

Efficient Markets LLC is organized as a limited liability company and appears on SEC records dating to 2000. Public-facing classification is recorded as "unclassified," and ownership is listed as a mix of a domestic entity and an individual. Filings in the dataset indicate the firm does not operate as a capital allocator, is not designated as an active ESG investor, and is not registered as a multi‑state or newly formed adviser. It is also not identified as a pension consultant or a related adviser. Available records offer only a high‑level administrative snapshot; the firm’s specific advisory services, fee schedule, client segments, and investment strategy are not detailed in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Chris Atherton

    CEO & PresidentCRD 4582381

Contacts

3 of 5
  • Cody Felton

    Cody Felton

    Managing DirectorCRD 6113329

  • Ethan House

    Ethan House

    Managing DirectorCRD 4923896

  • Shari Roge

    CCOCRD 1312012

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
1902 Washington Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth