Sterling Smith Corporation

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
38041
Registered since
March 13, 1995

Firm profile

FINTRX

Overview

Sterling Smith Corporation is organized as a corporation and is owned by an individual. FINTRX classifies the firm as "Unclassified" and flags it as not acting as a capital allocator. The snapshot also indicates the firm does not identify as an active ESG investor, is not a multi-state adviser, is not newly formed, and does not list pension consulting or related-adviser status. FINTRX does not list specific business activities, advisory services, fee schedule, or a client profile for the firm in its summary data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Sterling Smith

    PresidentCRD 1008425

  • Dianne Pearson

    PrincipalCRD 2475624

  • Francisco Zaldivar

    DirectorCRD 4093232

Unlock 6 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
4326 A Scotland St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth