Sterling Smith Corporation
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 38041
- Registered since
- March 13, 1995
Firm profile
FINTRXOverview
Sterling Smith Corporation is organized as a corporation and has been SEC-registered since 1995. The firm is owned by an individual and is categorized as "Unclassified" in the available registry snapshot. Public disclosures indicate it is not a multi-state adviser, is not an active ESG investor, does not act as a capital allocator, and is not listed as a pension consultant or related adviser. The firm has not provided publicly detailed descriptions of its client segments, fee schedules, advisory activities, or business lines, so its market positioning and service model are not described in regulatory filings available in this dataset.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 9Sterling Smith
PresidentCRD 1008425
Dianne Pearson
PrincipalCRD 2475624
Francisco Zaldivar
DirectorCRD 4093232
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 4326 A Scotland St
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
HGP Securities, LLC
Broker-DealerHouston, TX
Quantlab Brokerage, LLC
Broker-DealerHouston, TX
England Securities, LLC
Broker-DealerHouston, TX
Crutchfield Securities, L.L.C.
Broker-DealerHouston, TX
Opportune Partners LLC
Broker-DealerHouston, TX
Global Financial Services, L.L.C.
Broker-DealerHouston, TX