Sterling Smith Corporation

Broker-DealerFINRA MemberEst. 1995
Total AUM
—
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
38041
Registered since
March 13, 1995

Firm profile

FINTRX

Overview

Sterling Smith Corporation is organized as a corporation and has been SEC-registered since 1995. The firm is owned by an individual and is categorized as "Unclassified" in the available registry snapshot. Public disclosures indicate it is not a multi-state adviser, is not an active ESG investor, does not act as a capital allocator, and is not listed as a pension consultant or related adviser. The firm has not provided publicly detailed descriptions of its client segments, fee schedules, advisory activities, or business lines, so its market positioning and service model are not described in regulatory filings available in this dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Sterling Smith

    PresidentCRD 1008425

  • Dianne Pearson

    PrincipalCRD 2475624

  • Francisco Zaldivar

    DirectorCRD 4093232

Unlock 6 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
4326 A Scotland St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth