Sterling Smith Corporation

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
Houston, Texas
CRD number
38041
Registered since
March 13, 1995

Firm profile

FINTRX

Overview

Sterling Smith Corporation is organized as a corporation and appears in FINTRX as an SEC-registered adviser since 1995. Ownership is recorded as individual ownership and the firm is classified as "Unclassified" in the dataset. The profile indicates the firm is not an active ESG investor, not a multi-state adviser, not newly formed, and is not identified as a capital allocator, pension consultant, or related adviser in the available records. FINTRX does not populate fields for the firm's client segmentation, fee schedules, specific business activities, or advisory services in this entry. That absence of detail in core operating fields limits what can be inferred about the firm's client-facing model or investment approach from the provided data alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • Sterling Smith

    PresidentCRD 1008425

  • Dianne Pearson

    PrincipalCRD 2475624

  • Francisco Zaldivar

    DirectorCRD 4093232

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Houston, TX

Harris

Location

Houston, TX

Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
Harris
Address
4326 A Scotland St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth