STERLING SMITH CORPORATION

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
9
Avg account
$0

Firm details

Headquarters
HOUSTON, Texas
CRD number
38041
Registered since
March 13, 1995

Firm profile

FINTRX

Overview

Sterling Smith Corporation is a privately owned corporation that registered with the SEC in 1995. The firm is listed as owned by an individual and is categorized in the dataset as "Unclassified" rather than under a specific RIA or broker-dealer label. Data fields indicate the firm does not act as a capital allocator and does not identify as an active ESG investor. Regulatory and service-designation flags show the firm is not a multi-state adviser, not newly formed, not a pension consultant, and not designated as a related adviser. The firm has not supplied descriptive detail on its client segments, fee schedules, advisory services, or business activities in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 9
  • STERLING SMITH

    PresidentCRD 1008425

  • LUIS MIGUEL ACUNA

    foreign associateCRD 4174648

  • MARTHA DEL CAMPO ANDREW

    foreign associateCRD 5932337

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HOUSTON, TX

HARRIS

Location

HOUSTON, TX

Headquartered in HOUSTON, TX, anchoring the Houston-The Woodlands, TX metro in the South.

Metro area
Houston-The Woodlands, TX
Region
South
County
HARRIS
Address
4326A Scotland St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth