UNLU SECURITIES INC.

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
238786
Registered since
February 10, 2016

Firm profile

FINTRX

Overview

Unlu Securities Inc. is a corporate broker-dealer that first registered with the SEC in 2016. Public records identify its ownership as a combination of a foreign entity and an individual; the firm's regulatory classification in the source data is listed as unclassified. Filings do not describe a client mix, fee model, or the specific advisory services the organization provides. The firm is not reported to act as a capital allocator and is not identified as an active ESG investor. It is also not designated in the available records as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Those operational attributes suggest a narrowly documented public footprint rather than a detailed profile of investment or advisory activity.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • KRISTIN HALLERAN

    Chief Compliance OfficerCRD 4726430

Contacts

3 of 6
  • PASCAL ROCHE

    FinOpCRD 5920968

  • ZEKAI UNAL

    AnalystCRD 7363474

  • ENES SERENLIOGLU

    Registered RepresentativeCRD 7516033

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
250 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth