Unlu Securities Inc.

Broker-DealerFINRA MemberEst. 2016
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
238786
Registered since
February 10, 2016

Firm profile

FINTRX

Overview

Unlu Securities Inc. is a corporation that registered with the SEC as an investment adviser in 2016. Ownership is listed as a combination of a foreign entity and an individual. The firm's regulatory classification is recorded as unclassified. Registry data indicates it does not operate as a capital allocator, is not an active ESG investor, and is not designated as a multi-state adviser, pension consultant, related adviser, or a newly formed adviser. The firm has not provided public detail about its investment strategy, advisory activities, client segments, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 7
  • Pascal Roche

    FinOpCRD 5920968

  • Kristin Halleran

    PrincipalCRD 4726430

  • Istiaqe Ahmed

    Istiaqe Ahmed

    AssistantCRD 8174600

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1177 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth