Ultimus Fund Distributors, LLC

Broker-DealerFINRA MemberEst. 2000

Total AUM

—

Advisory reps

91

Avg account

$0

Firm details

Headquarters: Cincinnati, Ohio
CRD number: 104177
Registered since: August 24, 2000
Website: www.ultimusfundsolutions.com

Firm profile

FINTRX

Overview

Ultimus Fund Distributors, LLC operates as a fund distributor rather than an asset manager or investment adviser. The firm is organized as a limited liability company and has been SEC-registered since 2000. Ownership is listed as a mix of a domestic entity and individual owners. The firm does not act as a capital allocator and is not positioned as an adviser or pension consultant. It is not identified as an active ESG investor, not a multi-state adviser, and is not described as a related adviser to another manager.

Assets & Accounts

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

2 of 2

Stephen Preston
Chief Compliance OfficerCRD 2217795
Lesley Ott
Chief Operating Officer and Chief Compliance OfficerCRD 5828416

Contacts

3 of 89

John Fitzhugh
Registered RepresentativeCRD 2266109
Jennifer Blackney
Account Services SpecialistCRD 5500349
Heather Juarez
Shareholder ServicesCRD 6239362

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area: Cincinnati-Wilmington-Maysville, OH-KY-IN
Region: Midwest
County: Hamilton
Address: 225 Pictoria Dr
Time zone: ET (UTC-5)
Office locations

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