ULTIMUS FUND DISTRIBUTORS, LLC
Firm details
- Headquarters
- CINCINNATI, Ohio
- CRD number
- 104177
- Registered since
- August 24, 2000
- Website
- www.ultimusfundsolutions.com
Firm profile
FINTRXOverview
Ultimus Fund Distributors, LLC is organized as a limited liability company and has been registered with the SEC since 2000. The firm's ownership is listed as a mix of a domestic entity and an individual. FINTRX classifies the firm as unclassified and does not list it as a capital allocator. The snapshot data does not provide a description of specific business or advisory activities. Regulatory and operational flags in the record are notable: the firm is not identified as an active ESG investor, is not registered as a multistate adviser, is not newly formed, and is not described as a pension consultant or a related adviser to another registered manager.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Stephen Preston
Chief Compliance OfficerCRD 2217795
LESLEY OTT
Chief Operating Officer and Chief Compliance OfficerCRD 5828416
Contacts
3 of 90JOHN FITZHUGH
Registered RepresentativeCRD 2266109
Jennifer Blackney
Account Services SpecialistCRD 5500349
HEATHER JUAREZ
Shareholder ServicesCRD 6239362
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
CINCINNATI, OH
HAMILTON
Location
CINCINNATI, OH
Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- HAMILTON
- Address
- 225 Pictoria Dr
- Time zone
- ET (UTC-5)
- Office locations
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