Ultimus Fund Distributors, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
96
Avg account
$0

Firm details

Headquarters
Cincinnati, Ohio
CRD number
104177
Registered since
August 24, 2000

Firm profile

FINTRX

Overview

Ultimus Fund Distributors, LLC is organized as a limited liability company and is classified in the dataset as a fund distributor. The firm’s ownership is listed as a combination of a domestic entity and individual ownership. The dataset indicates the firm does not function as a capital allocator and is not identified as an active ESG investor, a multistate adviser, a pension consultant, or a related adviser. The source does not list discrete advisory or investment management activities for the firm; the classification and attributes in the snapshot suggest its primary role is distribution and support for funds rather than direct portfolio management or allocation.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Lesley Ott

    Lesley Ott

    Chief Operating Officer and Chief Compliance OfficerCRD 5828416

  • Stephen Preston

    Stephen Preston

    Chief Compliance OfficerCRD 2217795

Contacts

3 of 94
  • Nicole Peters

    Nicole Peters

    Senior Compliance SpecialistCRD 5369032

  • Michael Murphy

    Michael Murphy

    Director of Client ServiceCRD 6547899

  • Philip Rewilak

    Philip Rewilak

    Registered RepresentativeCRD 4772921

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
225 Pictoria Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth