ULTIMUS FUND DISTRIBUTORS, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
92
Avg account
$0

Firm details

Headquarters
CINCINNATI, Ohio
CRD number
104177
Registered since
August 24, 2000

Firm profile

FINTRX

Overview

Ultimus Fund Distributors, LLC is organized as a limited liability company and has been registered with the SEC since 2000. The firm's ownership is listed as a mix of a domestic entity and an individual. FINTRX classifies the firm as unclassified and does not list it as a capital allocator. The snapshot data does not provide a description of specific business or advisory activities. Regulatory and operational flags in the record are notable: the firm is not identified as an active ESG investor, is not registered as a multistate adviser, is not newly formed, and is not described as a pension consultant or a related adviser to another registered manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Stephen Preston

    Chief Compliance OfficerCRD 2217795

  • LESLEY OTT

    Chief Operating Officer and Chief Compliance OfficerCRD 5828416

Contacts

3 of 90
  • JOHN FITZHUGH

    Registered RepresentativeCRD 2266109

  • Jennifer Blackney

    Account Services SpecialistCRD 5500349

  • HEATHER JUAREZ

    Shareholder ServicesCRD 6239362

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

CINCINNATI, OH

HAMILTON

Location

CINCINNATI, OH

Headquartered in CINCINNATI, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
HAMILTON
Address
225 Pictoria Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth