Ultimus Fund Distributors, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
91
Avg account
$0

Firm details

Headquarters
Cincinnati, Ohio
CRD number
104177
Registered since
August 24, 2000

Firm profile

FINTRX

Overview

Ultimus Fund Distributors, LLC is organized as a limited liability company and has been SEC-registered since 2000. FINTRX classifies the firm as unclassified and notes that it does not act as a capital allocator. The record also indicates the firm is not an active ESG investor, is not a multi-state adviser, and is not characterized as a pension consultant or related adviser. The snapshot identifies the owner type as a mix of domestic entity and individual. FINTRX does not provide detail on advisory or distribution activities in the profile, so the firm's business model appears to be centered on distributor-related functions rather than serving as an investment manager with client-facing advisory assets.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Stephen Preston

    Stephen Preston

    Chief Compliance OfficerCRD 2217795

  • Lesley Ott

    Lesley Ott

    Chief Operating Officer and Chief Compliance OfficerCRD 5828416

Contacts

3 of 89
  • John Fitzhugh

    John Fitzhugh

    Registered RepresentativeCRD 2266109

  • Jennifer Blackney

    Jennifer Blackney

    Account Services SpecialistCRD 5500349

  • Heather Juarez

    Heather Juarez

    Shareholder ServicesCRD 6239362

Unlock 86 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Cincinnati, OH

Hamilton

Location

Cincinnati, OH

Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.

Metro area
Cincinnati-Wilmington-Maysville, OH-KY-IN
Region
Midwest
County
Hamilton
Address
225 Pictoria Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth