ULLAND INVESTMENT ADVISORS, LLC

RIASEC RegisteredEst. 2000
Total AUM
$443M
Discretionary
$443M
100% of AUM
Avg account
$2.1M
Accounts
211
Employees
5
Advisory reps
3

Firm details

Headquarters
MINNEAPOLIS, Minnesota
CRD number
109610
Registered since
April 14, 2000
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI87.8%
  • Individuals12.2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Ulland Investment Advisors, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2000. The firm is owned by an individual and focuses on serving individual and family clients on a fee basis calculated as a percentage of assets under management. Core advisory services listed in filings include financial planning and portfolio management for individuals, small businesses, and business or institutional clients. The firm does not identify as an active ESG investor, is not registered as a multi-state adviser, and does not operate as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Other 63%, Non-Exchange Traded Equities 20%, Exchange Traded Equities 8%, US Government Bonds 7%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%63%
  • Other63%
  • Non-Exchange Traded Equities20%
  • Exchange Traded Equities8%
  • US Government Bonds7%
  • Investment Grade Corp Bonds1%

Contacts

3 of 3
  • Nathaniel Beebe

    President & Portfolio ManagerCRD 6844422

  • Jared Plotz

    Director of ResearchCRD 5953913

  • James Skjong

    Director of Trading & OperationsCRD 6750094

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 79

Active vs passive

$36.2M in ETFs

Passive

63%

$22.8M

Active

35%

$13.4M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO QQQ TRUST SERIES 1 (QQQ)InvescoPassiveLarge Growth$5.8M9,97515.91%

Location

Primary office

MINNEAPOLIS, MN

HENNEPIN

Location

MINNEAPOLIS, MN

Headquartered in MINNEAPOLIS, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
4550 Ids 8 Ctr St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth