DUNNAVAN & CO.

RIASEC RegisteredEst. 1979

Total AUM

$393M

Discretionary

$393M

100% of AUM

Avg account

$1.7M

Accounts

231

Employees

Advisory reps

Firm details

Headquarters: MINNEAPOLIS, Minnesota
CRD number: 109058
Registered since: June 1, 1979
Website: dunnavan.com
Custodians: CHARLES SCHWAB & CO., INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Fee structure: Percentage of AUM
Client types: HNWI68.73%
Charitable Organizations17.56%
Individuals12.23%
Pension & Profit Sharing Plans1.48%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Dunnavan & Co. is an independent registered investment adviser that has been SEC-registered since 1979 and operates as an individually owned corporation. The firm runs a fee-based, percentage-of-AUM model and provides discretionary portfolio management combined with financial planning. Its client mix includes high-net-worth individuals and families as well as institutional and business accounts. Dunnavan & Co. focuses on equity-centered portfolios, favoring liquid, exchange-traded securities for the bulk of client allocations, and supplements core holdings with mutual funds and select private placements when appropriate. The firm’s advisory mandate covers portfolio management for individuals, small businesses, and institutions. Dunnavan & Co. is not positioned as a capital allocator or a pension consultant, and it does not identify as an active ESG investor. Investment decisions appear to be implemented primarily through discretionary separately managed accounts and pooled mutual fund positions rather than multi-state or related-adviser structures.