Tealwood Asset Management

RIASEC Registered
Total AUM
$365M
Discretionary
$365M
100% of AUM
Avg account
$537K
Accounts
681
Employees
7
Advisory reps
6

Firm details

Headquarters
Minneapolis, Minnesota
CRD number
105245
Registered since
March 18, 1987
Custodians
CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI86.62%
  • Individuals10.82%
  • Pension & Profit Sharing Plans0.85%
  • Other Investment Advisers0.84%
  • Corporations / Businesses0.69%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tealwood Asset Management is an independent, individually owned registered investment adviser; it has been registered with the SEC since 1987. The firm provides financial planning and portfolio management services to individuals, families and institutional clients, including separate account management for individuals/small businesses and for businesses or institutions. Its client billing mixes percentage-of-AUM fees with fixed-fee arrangements. Tealwood identifies equities as its primary preference and is not an active ESG investor. It is not designated as a multi-state adviser and the firm does not operate as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 68%, Investment Grade Corp Bonds 16%, Non-Investment Grade Corp Bonds 5%, Cash & Cash Equivalents 5%, Public Funds/Mutual Funds 3%, Other 3%68%
  • Exchange Traded Equities68%
  • Investment Grade Corp Bonds16%
  • Non-Investment Grade Corp Bonds5%
  • Cash & Cash Equivalents5%
  • Public Funds/Mutual Funds3%

Owners & executives

2 of 2
  • Stephen Moseley

    Stephen Moseley

    CEOCRD 4230374

  • Steven Richter

    Steven Richter

    Principal and Chief Investment OfficerCRD 4994232

Contacts

3 of 4
  • David Neal

    David Neal

    PrincipalCRD 4343266

  • John Zevnick

    John Zevnick

    Principal, Wealth Management AdvisorCRD 6130234

  • Charles Mahar

    Charles Mahar

    Chairman & PrincipalCRD 1090893

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Minneapolis, MN

Hennepin

Location

Minneapolis, MN

Headquartered in Minneapolis, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
Hennepin
Address
120 S 6th St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth