UBS Asset Management (US) Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 583
- Registered since
- July 29, 1977
- Website
- www.ubs.com
Firm profile
FINTRXOverview
UBS Asset Management (US) Inc. is registered as a corporation and appears in FINTRX as an investment-bank–classified entity that has been SEC-registered since 1977. The record identifies the owner type as a domestic entity / individual. FINTRX flags the firm as not operating as a capital allocator and not as an active ESG investor; it is also marked as not a multi-state adviser and not a pension consultant. Specific descriptions of client types, fee schedules, or advisory activities were not provided in the dataset.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2LEESA MERRILL
Chief Compliance OfficerCRD 4795016
Paula Olenskyj
Deputy Chief Compliance OfficerCRD 2080946
Contacts
3 of 168SARAH SCHRAM
Investment AnalystCRD 7315012
LEONARDO FERRARA
Registered RepresentativeCRD 4872144
Deepak Mishra
DirectorCRD 6265757
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1285 Avenue of the Americas
- Time zone
- ET (UTC-5)
- Office locations
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