UBS Asset Management (US) Inc.

Broker-DealerFINRA MemberEst. 1977
Total AUM
Advisory reps
163
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
583
Registered since
July 29, 1977

Firm profile

FINTRX

Overview

UBS Asset Management (US) Inc. is listed as a corporation that has been registered with the SEC since 1977. FINTRX classifies the entity as an investment-bank–type organization and records its ownership as a combination of a domestic entity and individual ownership. The profile in the data set does not include descriptive business or advisory activities, and the firm is not flagged as a capital allocator. The snapshot flags several negative attributes rather than active programs: the firm is not identified as an active ESG investor, is not marked as a multistate adviser in FINTRX, and is not designated as a pension consultant, related adviser, or newly formed adviser. The firm has not provided further detail on affiliations or operating activities in the submitted dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Paula Olenskyj

    Deputy Chief Compliance OfficerCRD 2080946

  • Leesa Merrill

    Leesa Merrill

    Chief Compliance OfficerCRD 4795016

Contacts

3 of 161
  • Diane Lillis

    Diane Lillis

    Executive DirectorCRD 5179539

  • Keith Ratcliffe

    Keith Ratcliffe

    Regional Sales DirectorCRD 5262323

  • Jeffrey Hans

    Jeffrey Hans

    Senior Portfolio StrategistCRD 4032912

Unlock 158 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1285 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth