UBS Asset Management (US) Inc.
Firm details
- Headquarters
- New York, New York
- CRD number
- 583
- Registered since
- July 29, 1977
- Website
- www.ubs.com
Firm profile
FINTRXOverview
UBS Asset Management (US) Inc. is recorded in this dataset as a corporate entity that has been SEC-registered since 1977 and is classified here as an investment bank. Ownership is listed as a domestic entity/individual. The dataset provides minimal detail about the firm's day-to-day business activities, fee schedules, or client segments. The record flags several negative attributes rather than affirmative services: it is not identified as a capital allocator, not flagged as an active ESG investor, not listed as a multi-state adviser in this dataset, not newly formed, and not noted as a pension consultant or related adviser. Those entries, combined with sparse descriptive fields, indicate limited disclosure in the source on how the U.S. entity positions its advisory or asset-management capabilities.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Paula Olenskyj
Deputy Chief Compliance OfficerCRD 2080946
Leesa Merrill
Chief Compliance OfficerCRD 4795016

Isha Agasthi
Chief of StaffCRD 7304967
Contacts
3 of 160
Diane Lillis
Executive DirectorCRD 5179539

Keith Ratcliffe
Regional Sales DirectorCRD 5262323

Jeffrey Hans
Senior Portfolio StrategistCRD 4032912
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1285 Avenue Of The Americas
- Time zone
- ET (UTC-5)
- Office locations
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