UBS Asset Management (US) Inc.

Broker-DealerFINRA MemberEst. 1977
Total AUM
—
Advisory reps
163
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
583
Registered since
July 29, 1977

Firm profile

FINTRX

Overview

UBS Asset Management (US) Inc. is recorded in this dataset as a corporate entity that has been SEC-registered since 1977 and is classified here as an investment bank. Ownership is listed as a domestic entity/individual. The dataset provides minimal detail about the firm's day-to-day business activities, fee schedules, or client segments. The record flags several negative attributes rather than affirmative services: it is not identified as a capital allocator, not flagged as an active ESG investor, not listed as a multi-state adviser in this dataset, not newly formed, and not noted as a pension consultant or related adviser. Those entries, combined with sparse descriptive fields, indicate limited disclosure in the source on how the U.S. entity positions its advisory or asset-management capabilities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Paula Olenskyj

    Deputy Chief Compliance OfficerCRD 2080946

  • Leesa Merrill

    Leesa Merrill

    Chief Compliance OfficerCRD 4795016

  • Isha Agasthi

    Isha Agasthi

    Chief of StaffCRD 7304967

Contacts

3 of 160
  • Diane Lillis

    Diane Lillis

    Executive DirectorCRD 5179539

  • Keith Ratcliffe

    Keith Ratcliffe

    Regional Sales DirectorCRD 5262323

  • Jeffrey Hans

    Jeffrey Hans

    Senior Portfolio StrategistCRD 4032912

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1285 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth