UBS Asset Management (US) Inc.

Broker-DealerFINRA MemberEst. 1977
Total AUM
Advisory reps
170
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
583
Registered since
July 29, 1977

Firm profile

FINTRX

Overview

UBS Asset Management (US) Inc. is registered as a corporation and appears in FINTRX as an investment-bank–classified entity that has been SEC-registered since 1977. The record identifies the owner type as a domestic entity / individual. FINTRX flags the firm as not operating as a capital allocator and not as an active ESG investor; it is also marked as not a multi-state adviser and not a pension consultant. Specific descriptions of client types, fee schedules, or advisory activities were not provided in the dataset.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • LEESA MERRILL

    Chief Compliance OfficerCRD 4795016

  • Paula Olenskyj

    Deputy Chief Compliance OfficerCRD 2080946

Contacts

3 of 168
  • SARAH SCHRAM

    Investment AnalystCRD 7315012

  • LEONARDO FERRARA

    Registered RepresentativeCRD 4872144

  • Deepak Mishra

    DirectorCRD 6265757

Unlock 165 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1285 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth